CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.83B
AUM Growth
-$264M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
123
New
Increased
Reduced
Closed

Top Buys

1
+$36.5M
2
+$17.9M
3
+$3.88M
4
ROIQ
ROI ACQUISITION CORP II COM STK
ROIQ
+$2.42M
5
CMA.WS
Comerica Incorporated Ws
CMA.WS
+$1.78M

Top Sells

1
+$86.9M
2
+$16.7M
3
+$5.09M
4
ZIONZ
Zions Bancorporation N.A. Warrants
ZIONZ
+$1.93M
5
GLNG icon
Golar LNG
GLNG
+$1.21M

Sector Composition

1 Consumer Discretionary 1.87%
2 Financials 1.05%
3 Technology 0.05%
4 Energy 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$34.2M 1.87%
+993,100
2
$30.6M 1.67%
466,423
+6,344
3
$19.3M 1.05%
1,123,600
+195,900
4
$19.2M 1.05%
1,118,360
+1,062,860
5
– –
0
6
$12.3M 0.67%
396,480
+157,410
7
$8.47M 0.46%
240,197
+16,337
8
$7.7M 0.42%
735,000
9
$4.81M 0.26%
+92,800
10
$4.37M 0.24%
450,000
11
$3.88M 0.21%
+400,000
12
$3.25M 0.18%
81,700
-5,500
13
$3.06M 0.17%
60,352
+26,341
14
$2.79M 0.15%
70,000
-41,200
15
$2.41M 0.13%
+248,400
16
$2.12M 0.12%
261,750
-68,250
17
$1.5M 0.08%
44,895
+4,274
18
$1.14M 0.06%
14,800
+7,300
19
$962K 0.05%
131,130
-80,970
20
$849K 0.05%
7,000
-3,400
21
$684K 0.04%
+5,449
22
$389K 0.02%
21,544
+10,848
23
$271K 0.01%
8,127
-2,052
24
$160K 0.01%
+63,945
25
$153K 0.01%
62,510
-8,817
1
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