CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.83B
AUM Growth
-$264M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
123
New
Increased
Reduced
Closed

Top Buys

1
+$34.2M
2
+$18.3M
3
+$4.88M
4
CMA.WS
Comerica Incorporated Ws
CMA.WS
+$4.81M
5
HCAC.U
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
+$4.02M

Top Sells

1
+$86.9M
2
+$22.2M
3
+$16.7M
4
ZAIS
ZAIS Group Holdings, Inc.
ZAIS
+$5.09M
5
ZIONZ
Zions Bancorporation N.A. Warrants
ZIONZ
+$1.93M

Sector Composition

1 Consumer Discretionary 1.87%
2 Financials 1.05%
3 Technology 0.05%
4 Energy 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$34.2M 1.77%
+993,100
2
$30.6M 1.59%
466,423
+6,344
3
$19.3M 1%
1,123,600
+195,900
4
$19.2M 1%
1,118,360
+1,062,860
5
– –
0
6
$12.3M 0.64%
396,480
+157,410
7
$8.47M 0.44%
240,197
+16,337
8
$7.7M 0.4%
735,000
9
$5.72M 0.3%
227,069
+57,069
10
$4.81M 0.25%
+92,800
11
$4.37M 0.23%
450,000
12
$4.02M 0.21%
+400,000
13
$3.88M 0.2%
+400,000
14
$3.79M 0.2%
77,918
+70,790
15
$3.25M 0.17%
81,700
-5,500
16
$3.06M 0.16%
60,352
+26,341
17
$2.79M 0.14%
70,000
-41,200
18
$2.5M 0.13%
38,555
+33,955
19
$2.41M 0.12%
+248,400
20
$2.12M 0.11%
261,750
-68,250
21
$1.5M 0.08%
44,895
+4,274
22
$1.14M 0.06%
14,800
+7,300
23
$962K 0.05%
131,130
-80,970
24
$849K 0.04%
7,000
-3,400
25
$684K 0.04%
+5,449
1
2 3