CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$997M
AUM Growth
+$65M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
53
New
Increased
Reduced
Closed

Top Buys

1
+$297K

Top Sells

1
+$6.52M
2
+$5.97M
3
+$5.26M
4
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$3.04M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$675K

Sector Composition

1 Financials 0.6%
2 Energy 0.04%
3 Consumer Discretionary 0%
4 Industrials 0%
5 Materials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$5.94M 0.6%
594,500
-5,500
2
$4.28M 0.43%
400,000
3
$3.74M 0.38%
246,299
-200,000
4
$1.88M 0.19%
380,181
5
$1.06M 0.11%
100,000
6
$902K 0.09%
56,038
7
$560K 0.06%
5,649
8
$442K 0.04%
560,000
-40,000
9
$401K 0.04%
994
10
$297K 0.03%
+430,000
11
$264K 0.03%
300,000
12
$162K 0.02%
207,501
-1,000
13
$111K 0.01%
260,619
-1,776
14
$83K 0.01%
106,100
15
– –
0
16
$27K ﹤0.01%
121,896
-4,250
17
$17K ﹤0.01%
168,689
-8,000
18
– –
-17,000
19
– –
-600,000
20
– –
-27,753
21
– –
-26,092
22
– –
-16,739
23
– –
-500,000
24
– –
-151,300
25
– –
-20,000
1
2