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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.82%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$340M
AUM Growth
+$49.8M
Cap. Flow
-$177M
Cap. Flow %
-52.01%
Top 10 Hldgs %
61.76%
Holding
95
New
21
Increased
1
Reduced
2
Closed
11

Top Buys

Rank Stock Value
1
THCBU
Tuscan Holdings Corp. Unit
THCBU
+$10.2M
2
HCACU
Hennessy Capital Acquisition Corp. IV Unit
HCACU
+$4.02M
3
MNCLU
Monocle Acquisition Corporation Units
MNCLU
+$2.51M
4
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
+$2.47M
5
HOFV
Hall of Fame Resort & Entertainment Co
HOFV
+$1.1M

Top Sells

Rank Stock Value
1
TMCXU
Trinity Merger Corp. Unit
TMCXU
+$3.94M
2
GPAQU
Gordon Pointe Acquisition Corp. Unit
GPAQU
+$3.71M
3
CCC.U
Churchill Capital Corp
CCC.U
+$1.51M
4
TBRGU
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
+$1.02M
5
NVDA icon
NVIDIA
NVDA
+$935K

Sector Composition

Rank Sector Weight
1 Real Estate 0.73%
2 Communication Services 0.49%
3 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THCBU
1
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$10.4M 3.04%
+995,000
New +$10.2M
AVGO icon
2
PUT
Broadcom
AVGO
$1.82T
$6.01M 1.77%
+200,000
New +$5.42M
SAMAU
3
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$5.89M 1.73%
585,000
+90,000
+18% +$902K
GRAF.U
4
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$5.8M 1.7%
573,000
– –
TKKSU
5
DELISTED
TKK Symphony Acquisition Corporation Unit
TKKSU
$4.88M 1.43%
475,000
– –
HCACU
6
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$4.03M 1.18%
+400,000
New +$4.02M
SKX
7
PUT
DELISTED
Skechers
SKX
$3.36M 0.99%
+100,000
New +$2.99M
VTIQU
8
DELISTED
VectoIQ Acquisition Corp. Unit
VTIQU
$3.33M 0.98%
319,050
– –
BWMCU
9
DELISTED
Boxwood Merger Corp. Unit
BWMCU
$3.02M 0.89%
300,000
– –
PACQU
10
DELISTED
Pure Acquisition Corp. Unit
PACQU
$2.89M 0.85%
273,456
– –
XLNX
11
PUT
DELISTED
Xilinx Inc
XLNX
$2.66M 0.78%
+21,000
New +$2.36M
MNCLU
12
DELISTED
Monocle Acquisition Corporation Units
MNCLU
$2.51M 0.74%
+250,000
New +$2.51M
BRMK
13
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$2.5M 0.73%
+244,141
New +$2.47M
LFACU
14
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$2.37M 0.7%
228,346
– –
DDMXU
15
DELISTED
DD3 Acquisition Corp. Units
DDMXU
$1.95M 0.57%
193,000
– –
CFFAU
16
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$1.94M 0.57%
190,000
– –
LACQU
17
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$1.84M 0.54%
179,762
– –
BROGU
18
DELISTED
Twelve Seas Investment Company Units
BROGU
$1.77M 0.52%
169,470
– –
SKX
19
CALL
DELISTED
Skechers
SKX
$1.68M 0.49%
+50,000
New +$1.49M
FMCIU
20
DELISTED
Forum Merger II Corporation Unit
FMCIU
$1.67M 0.49%
161,500
– –
MUDSU
21
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
$1.66M 0.49%
156,815
– –
TIBRU
22
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
$1.49M 0.44%
143,200
– –
FCX icon
23
CALL
Freeport-McMoran
FCX
$90B
$1.29M 0.38%
+100,000
New +$1.21M
CCH.U
24
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$1.24M 0.36%
120,000
– –
FTACU
25
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.22M 0.36%
120,000
– –
1
2 3

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GCMG
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AGP
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KI
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LBA
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Castle Creek Arbitrage's Q1 2019 Portfolio in Review

As of Q1 2019, Castle Creek Arbitrage held 95 positions worth $340M, up 17% from $290M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Castle Creek Arbitrage withdrew a net $177M in Q1 2019, closing 11 positions and reducing 2 holdings. Its most notable exit was Trinity Merger Corp. Unit, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 0.73% of assets, followed by Communication Services and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Tuscan Holdings Corp. Unit worth $10.4M.

  • Castle Creek Arbitrage's largest Q1 2019 buy was Tuscan Holdings Corp. Unit: 995,000 shares worth $10.4M.
  • Castle Creek Arbitrage added most to Schultze Special Purpose Acquisition Corp. Unit in Q1 2019, an estimated $902K increase.
  • Castle Creek Arbitrage's biggest Q1 2019 reduction was Modern Media Acquisition Corp. Right, cutting an estimated $26.2K.
  • Castle Creek Arbitrage fully exited Trinity Merger Corp. Unit in Q1 2019, selling an estimated $3.94M.
  • Castle Creek Arbitrage's ten largest holdings make up 62% of its $340M portfolio in Q1 2019.
  • Castle Creek Arbitrage opened 21 new positions and closed 11 in Q1 2019.
  • Castle Creek Arbitrage's portfolio value rose 17% quarter-over-quarter to $340M.

Based on Castle Creek Arbitrage's 13F filing for Q1 2019, filed 12 Apr 2019.