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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTAQ
1
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$27.7M 1.56%
2,780,000
– –
RVACU
2
DELISTED
Riverview Acquisition Corp. Unit
RVACU
$24.7M 1.39%
+2,490,000
New +$24.7M
HWELU
3
DELISTED
Healthwell Acquisition Corp. I Unit
HWELU
$23.7M 1.34%
+2,400,000
New +$23.8M
IPOF
4
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$22.1M 1.25%
2,173,837
-45,000
-2% -$451K
VCXAU
5
DELISTED
10X Capital Venture Acquisition Corp II Unit
VCXAU
$19.7M 1.11%
+1,980,000
New +$19.8M
ETAC
6
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$19.6M 1.11%
2,000,418
– –
CXAI icon
7
CXApp
CXAI
$11.9M
$18.7M 1.05%
1,878,208
– –
SEPAU
8
DELISTED
SEP Acquisition Corp Unit
SEPAU
$17.4M 0.98%
+1,732,500
New +$17.2M
SCAQU
9
DELISTED
Stratim Cloud Acquisition Corp. Unit
SCAQU
$17.3M 0.98%
1,745,969
– –
SVOK
10
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
$16.4M 0.92%
1,650,000
– –
HCAR
11
DELISTED
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
$15.2M 0.86%
1,559,973
– –
IMPX
12
DELISTED
AEA-Bridges Impact Corp
IMPX
$14.7M 0.83%
1,506,908
– –
CCAIU
13
DELISTED
Cascadia Acquisition Corp. Unit
CCAIU
$14.6M 0.82%
+1,485,000
New +$14.7M
AGAC
14
DELISTED
African Gold Acquisition Corp
AGAC
$14.5M 0.82%
1,489,356
– –
FSSI
15
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
$13.1M 0.74%
1,346,878
– –
PRBM.U
16
DELISTED
Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant
PRBM.U
$12.1M 0.68%
+1,212,500
New +$12.1M
TACA
17
DELISTED
Trepont Acquisition Corp I
TACA
$12M 0.68%
1,202,037
– –
COVA
18
DELISTED
COVA Acquisition Corp. Class A Ordinary Share
COVA
$11.8M 0.67%
1,212,340
– –
BURU
19
DELISTED
NUBURU INC
BURU
$11.7M 0.66%
6,014
-1,752
-23% -$3.42M
FMAC
20
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
$11.6M 0.65%
1,184,030
– –
SKYA
21
DELISTED
Skydeck Acquisition Corp. Class A Ordinary Shares
SKYA
$11.5M 0.65%
+1,184,355
New +$11.4M
THCA
22
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$11M 0.62%
1,087,963
– –
SRSA
23
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
$10.6M 0.6%
1,074,820
– –
PRPB
24
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$10.1M 0.57%
1,030,795
– –
DTRTU
25
DELISTED
DTRT Health Acquisition Corp. Unit
DTRTU
$10.1M 0.57%
+1,000,000
New +$10.1M
1
2 3 4 5

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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.