CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$613M
AUM Growth
+$180M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
149
New
Increased
Reduced
Closed

Top Buys

1
+$8.69M
2
+$7.1M
3
+$7.02M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$5.83M
5
RIDE
Lordstown Motors Corp. Class A Common Stock
RIDE
+$5.38M

Top Sells

1
+$6.1M
2
+$4.26M
3
+$3.05M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$2.52M
5
DDMXU
DD3 Acquisition Corp. Units
DDMXU
+$2.08M

Sector Composition

1 Technology 5.45%
2 Consumer Discretionary 3.83%
3 Industrials 2.36%
4 Financials 1.34%
5 Real Estate 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$10.2M 1.64%
1,015,000
2
$8.88M 1.42%
877,904
3
$8.69M 1.39%
+859,000
4
$7.1M 1.14%
+600,040
5
$7.02M 1.12%
+713,039
6
$6.88M 1.1%
697,000
7
$6.67M 1.07%
35,000
+5,000
8
$6.03M 0.97%
585,000
9
$5.83M 0.93%
+573,000
10
$5.66M 0.91%
600,000
11
$5.38M 0.86%
+35,333
12
$5.15M 0.83%
+500,000
13
$4.95M 0.79%
500,000
14
$4.85M 0.78%
+490,800
15
$4.85M 0.78%
+500,000
16
$4.68M 0.75%
+470,000
17
$4.54M 0.73%
+45,806
18
$4.46M 0.71%
450,000
19
$4.4M 0.71%
+440,775
20
$4.36M 0.7%
+440,000
21
$4.02M 0.64%
+398,000
22
$3.94M 0.63%
+400,000
23
$3.92M 0.63%
+40,000
24
$3.92M 0.63%
400,000
25
$3.88M 0.62%
397,400
1
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