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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.78%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$624M
AUM Growth
+$188M
Cap. Flow
-$192M
Cap. Flow %
-30.75%
Top 10 Hldgs %
48.26%
Holding
145
New
44
Increased
3
Reduced
7
Closed
16

Top Buys

Rank Stock Value
1
GB
Global Blue Group Holding
GB
+$8.99M
2
SONY icon
Sony
SONY
+$7.86M
3
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
+$7.08M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$5.84M
5
RIDE
Lordstown Motors Corp. Class A Common Stock
RIDE
+$5.29M

Top Sells

Rank Stock Value
1
ALTG icon
Alta Equipment Group
ALTG
+$8.53M
2
GRAF.U
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
+$6.1M
3
ATCX
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
+$3.05M
4
DDMXU
DD3 Acquisition Corp. Units
DDMXU
+$2.08M
5
FMCIU
Forum Merger II Corporation Unit
FMCIU
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 5.36%
2 Consumer Discretionary 3.77%
3 Industrials 2.32%
4 Financials 1.32%
5 Real Estate 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFINU
1
DELISTED
Netfin Acquisition Corp. Unit
NFINU
$10.2M 1.64%
1,015,000
– –
THCBU
2
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$8.88M 1.42%
877,904
– –
GB
3
DELISTED
Global Blue Group Holding
GB
$8.69M 1.39%
+859,000
New +$8.99M
GILD icon
4
CALL
Gilead Sciences
GILD
$161B
$7.48M 1.2%
+100,000
New +$6.91M
SONY icon
5
Sony
SONY
$123B
$7.1M 1.14%
+600,040
New +$7.86M
TRIT
6
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$7.02M 1.12%
+713,039
New +$7.08M
THCAU
7
DELISTED
Tuscan Holdings Corp. II Unit
THCAU
$6.88M 1.1%
697,000
– –
LFLY
8
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$6.67M 1.07%
35,000
+5,000
+17% +$974K
SAMAU
9
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$6.03M 0.97%
585,000
– –
VLDR
10
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$5.83M 0.93%
+573,000
New +$5.84M
SAQNU
11
DELISTED
Software Acquisition Group Inc. Unit
SAQNU
$5.66M 0.91%
600,000
– –
RIDE
12
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$5.38M 0.86%
+35,333
New +$5.29M
LSEA
13
DELISTED
Landsea Homes
LSEA
$5.15M 0.83%
+500,000
New +$5.18M
SSPKU
14
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
$4.95M 0.79%
500,000
– –
IPV.U
15
DELISTED
InterPrivate Acquisition Corp. Units, each consisting of one share of common stock, $.0001 par value
IPV.U
$4.85M 0.78%
+490,800
New +$4.93M
GNRSU
16
DELISTED
Greenrose Acquisition Corp. Unit
GNRSU
$4.85M 0.78%
+500,000
New +$4.92M
MVST icon
17
Microvast
MVST
$267M
$4.68M 0.75%
+470,000
New +$4.68M
DM
18
DELISTED
Desktop Metal, Inc.
DM
$4.54M 0.73%
+45,806
New +$4.57M
ALUS.U
19
DELISTED
Alussa Energy Acquisition Corp
ALUS.U
$4.46M 0.71%
450,000
– –
GHIVU
20
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
$4.4M 0.71%
+440,775
New +$4.54M
RMO
21
DELISTED
Romeo Power, Inc.
RMO
$4.36M 0.7%
+440,000
New +$4.39M
FSR
22
DELISTED
Fisker Inc.
FSR
$4.02M 0.64%
+398,000
New +$4.05M
LVOX
23
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$3.94M 0.63%
+400,000
New +$4M
CELU icon
24
Celularity
CELU
$21.7M
$3.92M 0.63%
+40,000
New +$3.96M
LIVKU
25
DELISTED
LIV Capital Acquisition Corp. Unit
LIVKU
$3.92M 0.63%
400,000
– –
1
2 3 4 5

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AGP
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MWM
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LBA
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Castle Creek Arbitrage's Q1 2020 Portfolio in Review

As of Q1 2020, Castle Creek Arbitrage held 145 positions worth $624M, up 43% from $436M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Castle Creek Arbitrage withdrew a net $192M in Q1 2020, closing 16 positions and reducing 7 holdings. Its most notable exit was Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant, an estimated $6.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 1.3% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Global Blue Group Holding worth $8.69M.

  • Castle Creek Arbitrage's largest Q1 2020 buy was Global Blue Group Holding: 859,000 shares worth $8.69M.
  • Castle Creek Arbitrage added most to Leafly Holdings, Inc. Common Stock in Q1 2020, an estimated $974K increase.
  • Castle Creek Arbitrage's biggest Q1 2020 reduction was Alta Equipment Group, cutting an estimated $8.53M.
  • Castle Creek Arbitrage fully exited Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant in Q1 2020, selling an estimated $6.1M.
  • Castle Creek Arbitrage's ten largest holdings make up 48% of its $624M portfolio in Q1 2020.
  • Castle Creek Arbitrage opened 44 new positions and closed 16 in Q1 2020.
  • Castle Creek Arbitrage's portfolio value rose 43% quarter-over-quarter to $624M.

Based on Castle Creek Arbitrage's 13F filing for Q1 2020, filed 21 Apr 2020.