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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.3B
AUM Growth
+$126M
Cap. Flow
-$461M
Cap. Flow %
-35.36%
Top 10 Hldgs %
61.58%
Holding
240
New
103
Increased
17
Reduced
17
Closed
55

Top Buys

Rank Stock Value
1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
+$27.9M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$19.6M
3
MKTW icon
MarketWise
MKTW
+$17.5M
4
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
+$16M
5
TMPO
Tempo Automation Holdings, Inc. Common Stock
TMPO
+$14.7M

Top Sells

Rank Stock Value
1
FSR
Fisker Inc.
FSR
+$21.7M
2
GCMG icon
GCM Grosvenor
GCMG
+$14.4M
3
LSEA
Landsea Homes
LSEA
+$11.8M
4
THCBU
Tuscan Holdings Corp. Unit
THCBU
+$9.39M
5
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
+$8.91M

Sector Composition

Rank Sector Weight
1 Financials 8.34%
2 Technology 4.57%
3 Healthcare 2.23%
4 Consumer Discretionary 2.09%
5 Industrials 1.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTAQU
1
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M 2.14%
+2,800,000
New +$27.9M
ETAC
2
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$19.6M 1.5%
+2,000,418
New +$19.6M
MKTW icon
3
MarketWise
MKTW
$53.1M
$17.3M 1.33%
+87,603
New +$17.5M
TWND.U
4
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M 1.23%
+1,600,000
New +$16M
TMPO
5
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$14.6M 1.12%
+1,500,198
New +$14.7M
LCAPU
6
DELISTED
Lionheart Acquisition Corp. II Unit
LCAPU
$11.1M 0.85%
+1,116,749
New +$11.1M
RMO
7
DELISTED
Romeo Power, Inc.
RMO
$11M 0.85%
1,034,436
+51,398
+5% +$532K
THCA
8
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$10.9M 0.83%
1,087,963
+697,000
+178% +$6.97M
PRPB.U
9
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$10.7M 0.82%
+1,035,000
New +$10.5M
AEVA
10
Aeva Technologies
AEVA
$1.02B
$10.5M 0.8%
+209,880
New +$10.4M
TRIT
11
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$9.12M 0.7%
879,245
-848,794
-49% -$8.91M
LFLY
12
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$9.01M 0.69%
45,575
+10,575
+30% +$2.09M
ORGN
13
DELISTED
Origin Materials
ORGN
$8.63M 0.66%
+28,923
New +$8.63M
CRHC.U
14
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$8.58M 0.66%
+850,000
New +$8.61M
LVOX
15
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$8.09M 0.62%
805,512
+400,274
+99% +$4.06M
MVST icon
16
Microvast
MVST
$267M
$7.87M 0.6%
772,904
+302,904
+64% +$3.08M
CMLFU
17
DELISTED
CM Life Sciences, Inc. Unit
CMLFU
$7.85M 0.6%
+751,100
New +$7.9M
CURI icon
18
CuriosityStream
CURI
$139M
$7.45M 0.57%
747,533
+499,950
+202% +$5.03M
BFLY icon
19
Butterfly Network
BFLY
$1.72B
$6.97M 0.53%
+710,496
New +$7.04M
ROCH
20
DELISTED
Roth CH Acquisition I Co. Common Stock
ROCH
$6.97M 0.53%
+700,524
New +$6.96M
TMC icon
21
TMC The Metals Company
TMC
$1.59B
$5.85M 0.45%
+574,636
New +$5.76M
SAIIU
22
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
$5.72M 0.44%
+575,000
New +$5.75M
BOWXU
23
DELISTED
BowX Acquisition Corp. Unit
BOWXU
$5.64M 0.43%
+550,000
New +$5.6M
FIIIU
24
DELISTED
Forum Merger III Corporation Units
FIIIU
$5.22M 0.4%
+500,000
New +$5.09M
FST.U
25
DELISTED
FAST Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
FST.U
$5.17M 0.4%
+518,080
New +$5.16M
1
2 3 4 5

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PC
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GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
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MWM
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LBA
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CRG
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Castle Creek Arbitrage's Q3 2020 Portfolio in Review

As of Q3 2020, Castle Creek Arbitrage held 240 positions worth $1.3B, up 11% from $1.18B the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Castle Creek Arbitrage withdrew a net $461M in Q3 2020, closing 55 positions and reducing 17 holdings. Its most notable exit was GCM Grosvenor, an estimated $14.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.3% of assets, up from 2.1% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Burgundy Technology Acquisition Corporation Unit worth $27.9M.

  • Castle Creek Arbitrage's largest Q3 2020 buy was Burgundy Technology Acquisition Corporation Unit: 2,800,000 shares worth $27.9M.
  • Castle Creek Arbitrage added most to Tuscan Holdings Corp. II Common Stock in Q3 2020, an estimated $6.97M increase.
  • Castle Creek Arbitrage's biggest Q3 2020 reduction was Fisker Inc., cutting an estimated $21.7M.
  • Castle Creek Arbitrage fully exited GCM Grosvenor in Q3 2020, selling an estimated $14.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 62% of its $1.3B portfolio in Q3 2020.
  • Castle Creek Arbitrage opened 103 new positions and closed 55 in Q3 2020.
  • Castle Creek Arbitrage's portfolio value rose 11% quarter-over-quarter to $1.3B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2020, filed 20 Oct 2020.