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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.12%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$421M
AUM Growth
-$512M
Cap. Flow
-$532M
Cap. Flow %
-126.45%
Top 10 Hldgs %
69.09%
Holding
83
New
11
Increased
2
Reduced
19
Closed
9

Top Buys

Rank Stock Value
1
TKKSU
TKK Symphony Acquisition Corporation Unit
TKKSU
+$4.79M
2
USWS
U.S. Well Services, Inc. Class A Common Stock
USWS
+$3M
3
FMCIU
Forum Merger II Corporation Unit
FMCIU
+$1.62M
4
CCC.U
Churchill Capital Corp
CCC.U
+$1.52M
5
BBCP icon
Concrete Pumping Holdings
BBCP
+$1.18M

Top Sells

Rank Stock Value
1
MPACU
Matlin & Partners Acquisition Corporation Units
MPACU
+$3.67M
2
INDUU
Industrea Acquisition Corp. Unit
INDUU
+$3.12M
3
GPAQU
Gordon Pointe Acquisition Corp. Unit
GPAQU
+$1.48M
4
BROGU
Twelve Seas Investment Company Units
BROGU
+$1.44M
5
VTIQU
VectoIQ Acquisition Corp. Unit
VTIQU
+$1.32M

Sector Composition

Rank Sector Weight
1 Energy 0.79%
2 Industrials 0.28%
3 Communication Services 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
1
PUT
Tesla
TSLA
$1.24T
$12M 2.86%
682,500
– –
TKKSU
2
DELISTED
TKK Symphony Acquisition Corporation Unit
TKKSU
$4.8M 1.14%
+475,000
New +$4.79M
AAPL icon
3
PUT
Apple
AAPL
$4.89T
$4.51M 1.07%
+80,000
New +$4.17M
TMCXU
4
DELISTED
Trinity Merger Corp. Unit
TMCXU
$3.92M 0.93%
381,641
-118,359
-24% -$1.21M
GPAQU
5
DELISTED
Gordon Pointe Acquisition Corp. Unit
GPAQU
$3.76M 0.89%
358,250
-141,750
-28% -$1.48M
NFLX icon
6
PUT
Netflix
NFLX
$292B
$3.74M 0.89%
100,000
– –
CMSSU
7
DELISTED
CM Seven Star Acquisition Corporation Unit
CMSSU
$3.26M 0.78%
299,800
– –
VTIQU
8
DELISTED
VectoIQ Acquisition Corp. Unit
VTIQU
$3.25M 0.77%
319,050
-130,950
-29% -$1.32M
LFACU
9
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$3.18M 0.76%
314,000
-11,000
-3% -$111K
USWS
10
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$3M 0.71%
+14,276
New +$3M
VEACU
11
DELISTED
Vantage Energy Acquisition Corp. Unit
VEACU
$2.94M 0.7%
281,638
-90,000
-24% -$942K
PACQU
12
DELISTED
Pure Acquisition Corp. Unit
PACQU
$2.83M 0.67%
273,456
-126,083
-32% -$1.3M
NVDA icon
13
PUT
NVIDIA
NVDA
$5.01T
$2.81M 0.67%
+400,000
New +$2.6M
LACQU
14
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$2.05M 0.49%
201,764
-98,236
-33% -$1,000K
BROGU
15
DELISTED
Twelve Seas Investment Company Units
BROGU
$1.75M 0.42%
169,470
-140,530
-45% -$1.44M
MUDSU
16
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
$1.71M 0.41%
166,005
-83,085
-33% -$854K
TWNKW
17
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.67M 0.4%
1,578,655
-650,000
-29% -$1.04M
FMCIU
18
DELISTED
Forum Merger II Corporation Unit
FMCIU
$1.63M 0.39%
+161,500
New +$1.62M
CCC.U
19
DELISTED
Churchill Capital Corp
CCC.U
$1.52M 0.36%
+150,000
New +$1.52M
TIBRU
20
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
$1.48M 0.35%
145,000
-55,000
-28% -$559K
STLA icon
21
PUT
Stellantis
STLA
$16.5B
$1.23M 0.29%
70,000
– –
BBCP icon
22
Concrete Pumping Holdings
BBCP
$531M
$1.19M 0.28%
+117,021
New +$1.18M
TBRGU
23
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
$1.02M 0.24%
100,670
-49,330
-33% -$499K
WBD icon
24
Warner Bros
WBD
$64.6B
$317K 0.08%
9,896
-6,104
-38% -$172K
BRACW
25
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$308K 0.07%
700,000
– –
1
2 3

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GCMG
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AGP
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KI
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Castle Creek Arbitrage's Q3 2018 Portfolio in Review

As of Q3 2018, Castle Creek Arbitrage held 83 positions worth $421M, down 55% from $932M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Castle Creek Arbitrage withdrew a net $532M in Q3 2018, closing 9 positions and reducing 19 holdings. Its most notable exit was Matlin & Partners Acquisition Corporation Units, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Energy at 0.79% of assets, up from 0.03% a quarter earlier, followed by Industrials and Communication Services.

Against the trend, Castle Creek Arbitrage opened a new position in TKK Symphony Acquisition Corporation Unit worth $4.8M.

  • Castle Creek Arbitrage's largest Q3 2018 buy was TKK Symphony Acquisition Corporation Unit: 475,000 shares worth $4.8M.
  • Castle Creek Arbitrage added most to Industrea Acquisition Corp. Warrant in Q3 2018, an estimated $91.1K increase.
  • Castle Creek Arbitrage's biggest Q3 2018 reduction was Gordon Pointe Acquisition Corp. Unit, cutting an estimated $1.48M.
  • Castle Creek Arbitrage fully exited Matlin & Partners Acquisition Corporation Units in Q3 2018, selling an estimated $3.67M.
  • Castle Creek Arbitrage's ten largest holdings make up 69% of its $421M portfolio in Q3 2018.
  • Castle Creek Arbitrage opened 11 new positions and closed 9 in Q3 2018.
  • Castle Creek Arbitrage's portfolio value fell 55% quarter-over-quarter to $421M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2018, filed 22 Oct 2018.