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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$290M
AUM Growth
-$130M
Cap. Flow
-$298M
Cap. Flow %
-102.63%
Top 10 Hldgs %
65.23%
Holding
87
New
18
Increased
1
Reduced
13
Closed
16

Top Buys

Rank Stock Value
1
GRAF.U
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
+$5.73M
2
SAMAU
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
+$4.93M
3
BWMCU
Boxwood Merger Corp. Unit
BWMCU
+$2.99M
4
DDMXU
DD3 Acquisition Corp. Units
DDMXU
+$1.93M
5
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
+$1.9M

Top Sells

Rank Stock Value
1
CMSSU
CM Seven Star Acquisition Corporation Unit
CMSSU
+$3.26M
2
USWS
U.S. Well Services, Inc. Class A Common Stock
USWS
+$3M
3
VEACU
Vantage Energy Acquisition Corp. Unit
VEACU
+$2.94M
4
BBCP icon
Concrete Pumping Holdings
BBCP
+$1.19M
5
LFACU
LF Capital Acquistion Corp. Unit
LFACU
+$863K

Sector Composition

Rank Sector Weight
1 Technology 0.32%
2 Communication Services 0.18%
3 Energy 0%
4 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
1
PUT
Tesla
TSLA
$1.24T
$15.1M 5.21%
682,500
– –
GRAF.U
2
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$5.73M 1.97%
+573,000
New +$5.73M
SAMAU
3
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$4.92M 1.7%
+495,000
New +$4.93M
TKKSU
4
DELISTED
TKK Symphony Acquisition Corporation Unit
TKKSU
$4.78M 1.64%
475,000
– –
TMCXU
5
DELISTED
Trinity Merger Corp. Unit
TMCXU
$3.94M 1.36%
381,641
– –
GPAQU
6
DELISTED
Gordon Pointe Acquisition Corp. Unit
GPAQU
$3.71M 1.28%
358,250
– –
VTIQU
7
DELISTED
VectoIQ Acquisition Corp. Unit
VTIQU
$3.22M 1.11%
319,050
– –
BWMCU
8
DELISTED
Boxwood Merger Corp. Unit
BWMCU
$2.98M 1.03%
+300,000
New +$2.99M
PACQU
9
DELISTED
Pure Acquisition Corp. Unit
PACQU
$2.84M 0.98%
273,456
– –
NFLX icon
10
PUT
Netflix
NFLX
$292B
$2.68M 0.92%
100,000
– –
LFACU
11
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$2.31M 0.8%
228,346
-85,654
-27% -$863K
DDMXU
12
DELISTED
DD3 Acquisition Corp. Units
DDMXU
$1.93M 0.66%
+193,000
New +$1.93M
CFFAU
13
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$1.9M 0.65%
+190,000
New +$1.9M
LACQU
14
DELISTED
Leisure Acquisition Corp. Unit
LACQU
$1.82M 0.63%
179,762
-22,002
-11% -$224K
BROGU
15
DELISTED
Twelve Seas Investment Company Units
BROGU
$1.74M 0.6%
169,470
– –
FMCIU
16
DELISTED
Forum Merger II Corporation Unit
FMCIU
$1.63M 0.56%
161,500
– –
MUDSU
17
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
$1.61M 0.56%
156,815
-9,190
-6% -$95.8K
CCC.U
18
DELISTED
Churchill Capital Corp
CCC.U
$1.51M 0.52%
150,000
– –
TIBRU
19
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
$1.46M 0.5%
143,200
-1,800
-1% -$18.3K
CCH.U
20
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$1.21M 0.41%
+120,000
New +$1.21M
FTACU
21
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.2M 0.41%
+120,000
New +$1.2M
AMCIU
22
DELISTED
AMCI Acquisition Corp Unit
AMCIU
$1.19M 0.41%
+120,000
New +$1.2M
TBRGU
23
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
$1.02M 0.35%
100,670
– –
NVDA icon
24
NVIDIA
NVDA
$5.01T
$935K 0.32%
+280,000
New +$1.34M
NVDA icon
25
PUT
NVIDIA
NVDA
$5.01T
$935K 0.32%
280,000
-120,000
-30% -$574K
1
2 3

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GCMG
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AGP
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KI
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Castle Creek Arbitrage's Q4 2018 Portfolio in Review

As of Q4 2018, Castle Creek Arbitrage held 87 positions worth $290M, down 31% from $421M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Castle Creek Arbitrage withdrew a net $298M in Q4 2018, closing 16 positions and reducing 13 holdings. Its most notable exit was CM Seven Star Acquisition Corporation Unit, an estimated $3.26M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.32% of assets, followed by Communication Services and Energy.

Against the trend, Castle Creek Arbitrage opened a new position in Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant worth $5.73M.

  • Castle Creek Arbitrage's largest Q4 2018 buy was Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant: 573,000 shares worth $5.73M.
  • Castle Creek Arbitrage added most to AMC Entertainment Holdings in Q4 2018, an estimated $49.1K increase.
  • Castle Creek Arbitrage's biggest Q4 2018 reduction was LF Capital Acquistion Corp. Unit, cutting an estimated $863K.
  • Castle Creek Arbitrage fully exited CM Seven Star Acquisition Corporation Unit in Q4 2018, selling an estimated $3.26M.
  • Castle Creek Arbitrage's ten largest holdings make up 65% of its $290M portfolio in Q4 2018.
  • Castle Creek Arbitrage opened 18 new positions and closed 16 in Q4 2018.
  • Castle Creek Arbitrage's portfolio value fell 31% quarter-over-quarter to $290M.

Based on Castle Creek Arbitrage's 13F filing for Q4 2018, filed 24 Jan 2019.