CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$386M
AUM Growth
+$10.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
106
New
Increased
Reduced
Closed

Top Buys

1
+$10.2M
2
+$5.04M
3
+$3.87M
4
TMCXU
Trinity Merger Corp. Unit
TMCXU
+$2.71M
5
SBE.U
Switchback Energy Acquisition Corporation
SBE.U
+$2.33M

Top Sells

1
+$1.71M
2
+$1.27M
3
+$810K
4
TKKSU
TKK Symphony Acquisition Corporation Unit
TKKSU
+$776K
5
TMCXW
Trinity Merger Corp. Warrant
TMCXW
+$411K

Sector Composition

1 Real Estate 0.41%
2 Energy 0.33%
3 Communication Services 0.07%
4 Consumer Discretionary 0.01%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$10.7M 2.7%
1,060,000
2
$10.2M 2.58%
+1,015,000
3
$9.38M 2.37%
877,904
4
$6.05M 1.53%
585,000
5
$5.9M 1.49%
573,000
6
$5.04M 1.27%
+500,000
7
$4.22M 1.06%
400,000
8
$4.14M 1.04%
400,000
-75,000
9
$3.87M 0.98%
+385,000
10
$3.22M 0.81%
300,000
11
$3.05M 0.77%
296,500
12
$2.71M 0.68%
+231,641
13
$2.61M 0.66%
250,000
14
$2.41M 0.61%
228,346
15
$2.33M 0.59%
+233,000
16
$2.14M 0.54%
+40,000
17
$2.01M 0.51%
190,000
18
$2M 0.51%
193,000
19
$1.73M 0.44%
161,500
20
$1.7M 0.43%
156,815
21
$1.56M 0.39%
150,000
+5,859
22
$1.54M 0.39%
143,200
23
$1.28M 0.32%
120,000
24
$1.28M 0.32%
120,000
25
$1.26M 0.32%
123,456
1
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