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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.6%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.2B
AUM Growth
–
Cap. Flow
+$191M
Cap. Flow %
8.68%
Top 10 Hldgs %
50.36%
Holding
91
New
32
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SEMG.WS
SEMGROUP CORP WT EXP 11/30/2014
SEMG.WS
+$8.9M
2
GM.WS.B
General Motors Company
GM.WS.B
+$8.82M
3
HPAC
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
+$7.56M
4
ZAIS
ZAIS Group Holdings, Inc.
ZAIS
+$6.79M
5
GM icon
General Motors
GM
+$4.17M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.2%
2 Energy 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$42.9M 1.95%
+267,400
New +$43.1M
GM icon
2
PUT
General Motors
GM
$74.7B
$24.4M 1.1%
+731,100
New +$23.2M
GM.WS.B
3
DELISTED
General Motors Company
GM.WS.B
$19.7M 0.89%
+590,000
New +$8.82M
SEMG.WS
4
DELISTED
SEMGROUP CORP WT EXP 11/30/2014
SEMG.WS
$16.7M 0.76%
+309,431
New +$8.9M
SDRL
5
PUT
DELISTED
Seadrill Limited Common Stock
SDRL
$13.6M 0.62%
+1,248
New +$13M
OCR.PRB
6
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
– –
0
– –
TER icon
7
PUT
Teradyne
TER
$54.8B
$8.08M 0.37%
+460,000
New +$7.64M
CDNS icon
8
PUT
Cadence Design Systems
CDNS
$90B
$7.96M 0.36%
+550,000
New +$7.74M
HPAC
9
DELISTED
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
$7.61M 0.35%
+735,000
New +$7.56M
ZAIS
10
DELISTED
ZAIS Group Holdings, Inc.
ZAIS
$6.77M 0.31%
+669,734
New +$6.79M
QQQ icon
11
PUT
Invesco QQQ Trust
QQQ
$455B
$6.21M 0.28%
+87,100
New +$6.22M
MCHP icon
12
PUT
Microchip Technology
MCHP
$42.8B
$5.59M 0.25%
+300,000
New +$5.48M
MCP
13
PUT
DELISTED
MOLYCORP INC COM STK
MCP
$5.58M 0.25%
+899,600
New +$5.27M
BFH icon
14
PUT
Bread Financial
BFH
$4.21B
$5.43M 0.25%
+37,590
New +$5.14M
OC.WS.B
15
DELISTED
OWENS CORNING INC WTS EXP 2013 SER B
OC.WS.B
$5.22M 0.24%
+133,518
New +$220K
VRTX icon
16
PUT
Vertex Pharmaceuticals
VRTX
$121B
$4.8M 0.22%
+60,000
New +$4.42M
GM icon
17
General Motors
GM
$74.7B
$4.39M 0.2%
+131,692
New +$4.17M
WCC
18
PUT
WESCO International
WCC
$16.2B
$4.08M 0.18%
+60,000
New +$4.28M
GDX icon
19
CALL
VanEck Gold Miners ETF
GDX
$23B
$3.92M 0.18%
+160,000
New +$4.67M
ZIONW
20
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$3.76M 0.17%
+130,007
New +$607K
PNC.WS
21
DELISTED
PNC Financial Services Group Inc
PNC.WS
$3.35M 0.15%
+45,900
New +$601K
INXB
22
DELISTED
INFINITY CROSS BORDER ACQUISITION CORP SHS (VGB)
INXB
$1.56M 0.07%
+199,498
New +$1.56M
GLNG icon
23
Golar LNG
GLNG
$4.95B
$1.38M 0.06%
+43,326
New +$1.49M
CMA.WS
24
DELISTED
Comerica Incorporated Ws
CMA.WS
$769K 0.03%
+19,300
New +$223K
ZIONZ
25
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$457K 0.02%
+15,802
New +$48.3K
1
2

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LBA
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CRG
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Castle Creek Arbitrage's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Castle Creek Arbitrage, which disclosed 91 positions worth $2.2B. Its ten largest holdings account for 50% of the portfolio.

Its largest position is SEMGROUP CORP WT EXP 11/30/2014: 309,431 shares worth $16.7M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.2% of assets, followed by Energy.

  • Castle Creek Arbitrage's largest Q2 2013 buy was SEMGROUP CORP WT EXP 11/30/2014: 309,431 shares worth $16.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 50% of its $2.2B portfolio in Q2 2013.
  • Castle Creek Arbitrage disclosed 91 positions in Q2 2013, its first 13F filing on record.

Based on Castle Creek Arbitrage's 13F filing for Q2 2013, filed 14 Aug 2013.