CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$931M
AUM Growth
-$171M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
99
New
Increased
Reduced
Closed

Top Buys

1
+$4.72M
2
+$4.1M
3
+$1.33M
4
GRSHW
Gores Holdings, Inc. Warrants
GRSHW
+$1.07M
5
SCACU
Saban Capital Acquisition Corp. Units
SCACU
+$1.01M

Top Sells

1
+$9M
2
+$5.93M
3
+$3.24M
4
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.15M
5
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$283K

Sector Composition

1 Financials 1.67%
2 Technology 0.55%
3 Consumer Discretionary 0.51%
4 Industrials 0.32%
5 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$11.6M 1.19%
499,400
2
$8.87M 0.91%
872,500
3
$6.46M 0.66%
650,000
4
$6.11M 0.62%
600,000
5
$6.08M 0.62%
600,000
6
$6.03M 0.62%
600,000
7
$5.13M 0.52%
524,990
8
$5.11M 0.52%
500,000
9
$5M 0.51%
481,326
10
$4.72M 0.48%
+346,680
11
$4.19M 0.43%
399,000
12
$4.1M 0.42%
+400,000
13
$3.02M 0.31%
279,100
14
$2.98M 0.3%
25
15
$2.78M 0.28%
678,949
-68,999
16
$2.11M 0.22%
200,000
17
$2.1M 0.21%
200,000
-300,000
18
$2.08M 0.21%
200,000
19
$1.63M 0.17%
40,700
20
$1.33M 0.14%
+125,000
21
$1.07M 0.11%
+900,000
22
$1.01M 0.1%
+100,000
23
$913K 0.09%
338,300
24
$855K 0.09%
89,382
25
$503K 0.05%
5,649
1
2 3