We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.38%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$978M
AUM Growth
-$235M
Cap. Flow
-$858M
Cap. Flow %
-87.67%
Top 10 Hldgs %
68.63%
Holding
91
New
7
Increased
–
Reduced
5
Closed
12

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$5.01M
2
LCAHU
Landcadia Holdings, Inc. Unit
LCAHU
+$4.05M
3
CPAAU
Conyers Park Acquisition Corp. Unit
CPAAU
+$1.31M
4
SCACU
Saban Capital Acquisition Corp. Units
SCACU
+$1.01M
5
GRSHW
Gores Holdings, Inc. Warrants
GRSHW
+$914K

Top Sells

Rank Stock Value
1
GRSHU
Gores Holdings, Inc.
GRSHU
+$9M
2
TRTL
Terrapin 3 Acquisition Corporation Class A
TRTL
+$5.93M
3
LMB icon
Limbach Holdings
LMB
+$3.24M
4
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.1M
5
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$218K

Sector Composition

Rank Sector Weight
1 Financials 1.59%
2 Technology 0.52%
3 Consumer Discretionary 0.48%
4 Industrials 0.3%
5 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
1
PUT
Micron Technology
MU
$1.04T
$29.3M 3%
1,648,700
-1,000,000
-38% -$15.3M
PNC.WS
2
DELISTED
PNC Financial Services Group Inc
PNC.WS
$11.6M 1.19%
499,400
– –
ARWA
3
DELISTED
Arowana Inc.
ARWA
$8.87M 0.91%
872,500
– –
EACQ
4
DELISTED
Easterly Acquisition Corp
EACQ
$6.46M 0.66%
650,000
– –
CLACU
5
DELISTED
Capitol Acquisition Corp. III Unit
CLACU
$6.11M 0.62%
600,000
– –
BLVDU
6
DELISTED
Boulevard Acquisition Corp. II
BLVDU
$6.08M 0.62%
600,000
– –
RMNI icon
7
Rimini Street
RMNI
$408M
$5.13M 0.52%
524,990
– –
EAGLU
8
DELISTED
Double Eagle Acquisition Corp.
EAGLU
$5.11M 0.52%
500,000
– –
MA icon
9
CALL
Mastercard
MA
$477B
$5.09M 0.52%
50,000
– –
PACEU
10
DELISTED
Pace Holdings Corp.
PACEU
$5M 0.51%
481,326
– –
TSLA icon
11
Tesla
TSLA
$1.24T
$4.72M 0.48%
+346,680
New +$5.01M
CVX icon
12
CALL
Chevron
CVX
$388B
$4.63M 0.47%
45,000
– –
KLREU
13
DELISTED
KLR Energy Acquisition Corp.
KLREU
$4.19M 0.43%
399,000
– –
LCAHU
14
DELISTED
Landcadia Holdings, Inc. Unit
LCAHU
$4.1M 0.42%
+400,000
New +$4.05M
T icon
15
CALL
AT&T
T
$165B
$3.65M 0.37%
119,160
– –
CMCSA icon
16
CALL
Comcast
CMCSA
$79.7B
$2.98M 0.31%
90,000
– –
XELA
17
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$2.98M 0.3%
25
– –
ZIONW
18
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$2.78M 0.28%
678,949
-68,999
-9% -$218K
PAACU
19
DELISTED
Pacific Special Acquisition Corp. Units
PAACU
$2.11M 0.22%
200,000
– –
AAPC
20
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$2.1M 0.21%
200,000
-300,000
-60% -$3.1M
DKS icon
21
CALL
Dick's Sporting Goods
DKS
$18.4B
$1.42M 0.14%
25,000
– –
CPAAU
22
DELISTED
Conyers Park Acquisition Corp. Unit
CPAAU
$1.33M 0.14%
+125,000
New +$1.31M
GRSHW
23
DELISTED
Gores Holdings, Inc. Warrants
GRSHW
$1.07M 0.11%
+900,000
New +$914K
SCACU
24
DELISTED
Saban Capital Acquisition Corp. Units
SCACU
$1.01M 0.1%
+100,000
New +$1.01M
ASB.WS
25
DELISTED
Associated Banc-Corp Warrants
ASB.WS
$913K 0.09%
338,300
– –
1
2 3

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q3 2016 Portfolio in Review

As of Q3 2016, Castle Creek Arbitrage held 91 positions worth $978M, down 19% from $1.21B the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Castle Creek Arbitrage withdrew a net $858M in Q3 2016, closing 12 positions and reducing 5 holdings. Its most notable exit was Gores Holdings, Inc., an estimated $9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.6% of assets, down from 1.8% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Castle Creek Arbitrage opened a new position in Tesla worth $4.72M.

  • Castle Creek Arbitrage's largest Q3 2016 buy was Tesla: 346,680 shares worth $4.72M.
  • Castle Creek Arbitrage's biggest Q3 2016 reduction was Atlantic Alliance Partnership Corp, cutting an estimated $3.1M.
  • Castle Creek Arbitrage fully exited Gores Holdings, Inc. in Q3 2016, selling an estimated $9M.
  • Castle Creek Arbitrage's ten largest holdings make up 69% of its $978M portfolio in Q3 2016.
  • Castle Creek Arbitrage opened 7 new positions and closed 12 in Q3 2016.
  • Castle Creek Arbitrage's portfolio value fell 19% quarter-over-quarter to $978M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2016, filed 14 Nov 2016.