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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.56%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$384M
AUM Growth
+$43.5M
Cap. Flow
-$245M
Cap. Flow %
-63.76%
Top 10 Hldgs %
60.66%
Holding
103
New
14
Increased
2
Reduced
3
Closed
16

Top Buys

Rank Stock Value
1
BRPM.U
B. Riley Principal Merger Corp.
BRPM.U
+$10.6M
2
GIX.U
GigCapital2, Inc.
GIX.U
+$2.97M
3
NKLA
Nikola Corporation Common Stock
NKLA
+$1.7M
4
PAACU
Proficient Alpha Acquisition Corp. Unit
PAACU
+$1.27M
5
HPK icon
HighPeak Energy
HPK
+$1.25M

Top Sells

Rank Stock Value
1
VTIQU
VectoIQ Acquisition Corp. Unit
VTIQU
+$3.33M
2
PACQU
Pure Acquisition Corp. Unit
PACQU
+$2.89M
3
LACQU
Leisure Acquisition Corp. Unit
LACQU
+$1.84M
4
BROGU
Twelve Seas Investment Company Units
BROGU
+$1.77M
5
THCBU
Tuscan Holdings Corp. Unit
THCBU
+$1.23M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.46%
2 Real Estate 0.39%
3 Energy 0.33%
4 Healthcare 0.21%
5 Communication Services 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRPM.U
1
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
$10.6M 2.76%
+1,060,000
New +$10.6M
THCBU
2
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$9.28M 2.42%
877,904
-117,096
-12% -$1.23M
SAMAU
3
DELISTED
Schultze Special Purpose Acquisition Corp. Unit
SAMAU
$5.94M 1.55%
585,000
– –
GRAF.U
4
DELISTED
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
$5.87M 1.53%
573,000
– –
CINF icon
5
PUT
Cincinnati Financial
CINF
$28.3B
$5.18M 1.35%
+50,000
New +$4.8M
TKKSU
6
DELISTED
TKK Symphony Acquisition Corporation Unit
TKKSU
$4.87M 1.27%
475,000
– –
HCACU
7
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
$4.15M 1.08%
400,000
– –
BWMCU
8
DELISTED
Boxwood Merger Corp. Unit
BWMCU
$3.08M 0.8%
300,000
– –
GIX.U
9
DELISTED
GigCapital2, Inc.
GIX.U
$2.97M 0.77%
+296,500
New +$2.97M
MNCLU
10
DELISTED
Monocle Acquisition Corporation Units
MNCLU
$2.57M 0.67%
250,000
– –
LFACU
11
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$2.38M 0.62%
228,346
– –
DDMXU
12
DELISTED
DD3 Acquisition Corp. Units
DDMXU
$1.97M 0.51%
193,000
– –
CFFAU
13
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
$1.97M 0.51%
190,000
– –
FMCIU
14
DELISTED
Forum Merger II Corporation Unit
FMCIU
$1.71M 0.45%
161,500
– –
NKLA
15
DELISTED
Nikola Corporation Common Stock
NKLA
$1.71M 0.45%
+5,635
New +$1.7M
MUDSU
16
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
$1.66M 0.43%
156,815
– –
SKX
17
CALL
DELISTED
Skechers
SKX
$1.57M 0.41%
50,000
– –
TIBRU
18
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
$1.5M 0.39%
143,200
– –
BRMK
19
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$1.49M 0.39%
144,141
-100,000
-41% -$1.03M
TWNKW
20
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.39M 0.36%
737,089
-8,400
-1% -$13.4K
FTACU
21
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
$1.28M 0.33%
120,000
– –
PAACU
22
DELISTED
Proficient Alpha Acquisition Corp. Unit
PAACU
$1.27M 0.33%
+126,000
New +$1.27M
CCH.U
23
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
$1.25M 0.33%
120,000
– –
HPK icon
24
HighPeak Energy
HPK
$967M
$1.25M 0.33%
+123,456
New +$1.25M
ST icon
25
PUT
Sensata Technologies
ST
$6.65B
$1.23M 0.32%
+25,000
New +$1.19M
1
2 3

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PC
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GCMG
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AGP
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KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
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CRG
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Castle Creek Arbitrage's Q2 2019 Portfolio in Review

As of Q2 2019, Castle Creek Arbitrage held 103 positions worth $384M, up 13% from $340M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Castle Creek Arbitrage withdrew a net $245M in Q2 2019, closing 16 positions and reducing 3 holdings. Its most notable exit was VectoIQ Acquisition Corp. Unit, an estimated $3.33M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.46% of assets, followed by Real Estate and Energy.

Against the trend, Castle Creek Arbitrage opened a new position in B. Riley Principal Merger Corp. worth $10.6M.

  • Castle Creek Arbitrage's largest Q2 2019 buy was B. Riley Principal Merger Corp.: 1,060,000 shares worth $10.6M.
  • Castle Creek Arbitrage added most to Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of in Q2 2019, an estimated $90.7K increase.
  • Castle Creek Arbitrage's biggest Q2 2019 reduction was Tuscan Holdings Corp. Unit, cutting an estimated $1.23M.
  • Castle Creek Arbitrage fully exited VectoIQ Acquisition Corp. Unit in Q2 2019, selling an estimated $3.33M.
  • Castle Creek Arbitrage's ten largest holdings make up 61% of its $384M portfolio in Q2 2019.
  • Castle Creek Arbitrage opened 14 new positions and closed 16 in Q2 2019.
  • Castle Creek Arbitrage's portfolio value rose 13% quarter-over-quarter to $384M.

Based on Castle Creek Arbitrage's 13F filing for Q2 2019, filed 23 Jul 2019.