Castle Creek Arbitrage’s B. Riley Principal Merger Corp. BRPM.U Stock Holding History

Castle Creek Arbitrage’s Portfolio BRPM.U Stock Details BRPM.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-1,060,000	Closed	-$10.7M	–	109
2019 Q3	$10.7M	Hold	1,060,000	–	–	2.77%	7
2019 Q2	$10.6M	Buy	+1,060,000	New	+$10.6M	2.82%	9

Other funds holding BRPM.U

Owl Creek Asset Management New York $518M AUM 59.67% 1-Year Est. Return

B. Riley Financial Los Angeles, California $456M AUM 896.07% 1-Year Est. Return

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $574M AUM 6.51% 1-Year Est. Return

Basso Capital Management Stamford, Connecticut $163M AUM 21.95% 1-Year Est. Return

K2 Principal Fund Toronto, Ontario, Canada $947M AUM 29.56% 1-Year Est. Return

Longfellow Investment Management Boston, Massachusetts $480M AUM 8% 1-Year Est. Return

Myriad Asset Management North Point, Hong Kong $686M AUM 11.94% 1-Year Est. Return

Voss Capital Houston, Texas $1.75B AUM 1.03% 1-Year Est. Return

Walleye Trading

Walleye Trading New York $4.86B AUM 42.19% 1-Year Est. Return