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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$425M
AUM Growth
-$381M
Cap. Flow
-$387M
Cap. Flow %
-91.02%
Top 10 Hldgs %
39.38%
Holding
390
New
11
Increased
6
Reduced
75
Closed
124

Top Buys

Rank Stock Value
1
RRAC
Rigel Resource Acquisition Corp.
RRAC
+$9.2M
2
TRIS
Tristar Acquisition I Corp.
TRIS
+$6.49M
3
RENE
Cartesian Growth Corp II
RENE
+$5.6M
4
PLMJ
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
+$4.36M
5
HHLA
HH&L Acquisition Co.
HHLA
+$4.25M

Top Sells

Rank Stock Value
1
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$16.8M
2
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$15.6M
3
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$11.3M
4
PLAO
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
+$11.3M
5
ZING
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
+$9.51M

Sector Composition

Rank Sector Weight
1 Financials 46.44%
2 Industrials 6.6%
3 Technology 3.08%
4 Healthcare 2.41%
5 Materials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVCB
1
DELISTED
Investcorp Europe Acquisition Corp I Class A Ordinary Shares
IVCB
$14.6M 3.43%
1,340,836
– –
LCAA
2
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$9.86M 2.32%
925,939
+300,100
+48% +$3.17M
RRAC
3
DELISTED
Rigel Resource Acquisition Corp.
RRAC
$9.83M 2.31%
903,085
+853,085
+1,706% +$9.2M
CXAC
4
DELISTED
C5 Acquisition Corporation
CXAC
$8.96M 2.11%
817,138
– –
IVCA
5
DELISTED
Investcorp India Acquisition Corp
IVCA
$8.11M 1.91%
750,000
-62,761
-8% -$674K
HWEL
6
DELISTED
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
$7.96M 1.87%
765,749
-1,629,235
-68% -$16.8M
AAC
7
DELISTED
Ares Acquisition Corporation
AAC
$7.59M 1.79%
706,005
+6,005
+0.9% +$64K
PORT
8
DELISTED
Southport Acquisition Corporation
PORT
$7.39M 1.74%
700,000
– –
PRLH
9
DELISTED
Pearl Holdings Acquisition Corp Class A Ordinary Shares
PRLH
$6.9M 1.62%
643,763
-2,576
-0.4% -$27.4K
TRIS
10
DELISTED
Tristar Acquisition I Corp.
TRIS
$6.77M 1.59%
633,759
+613,909
+3,093% +$6.49M
CHEA
11
DELISTED
Chenghe Acquisition Co. Class A Ordinary Share
CHEA
$6.37M 1.5%
587,829
– –
SLAM
12
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$5.79M 1.36%
536,978
-100,000
-16% -$1.07M
PLMJ
13
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
$5.76M 1.35%
545,253
+416,074
+322% +$4.36M
SOAR icon
14
Volato Group
SOAR
$7.45M
$5.75M 1.35%
21,417
-4
-0% -$1.07K
RENE
15
DELISTED
Cartesian Growth Corp II
RENE
$5.65M 1.33%
+521,707
New +$5.6M
AIRJ
16
Montana Technologies Corp
AIRJ
$306M
$5.62M 1.32%
530,056
– –
TLGY
17
DELISTED
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
$5.49M 1.29%
500,000
– –
LIVB
18
DELISTED
LIV Capital Acquisition Corp. II Class A Ordinary Shares
LIVB
$5.47M 1.29%
504,110
– –
NFNT
19
DELISTED
Infinite Acquisition Corp.
NFNT
$5.28M 1.24%
490,324
-7,374
-1% -$78.5K
BHAC
20
DELISTED
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
$5.25M 1.24%
499,373
-627
-0.1% -$6.57K
AEAE
21
DELISTED
AltEnergy Acquisition Corp
AEAE
$5.25M 1.24%
500,000
– –
LFAC
22
DELISTED
LF Capital Acquisition Corp. II Class A Common Stock
LFAC
$5.21M 1.22%
479,350
– –
IRRX
23
DELISTED
Integrated Rail and Resources Acquisition Corp.
IRRX
$4.9M 1.15%
450,000
-450,000
-50% -$4.87M
BMAC
24
DELISTED
Black Mountain Acquisition Corp.
BMAC
$4.8M 1.13%
449,996
– –
BFAC
25
DELISTED
Battery Future Acquisition Corp.
BFAC
$4.79M 1.13%
441,561
-250,003
-36% -$2.69M
1
2 3 4 5

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PC
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GCMG
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AGP
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KI
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MWM
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LBA
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Castle Creek Arbitrage's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Creek Arbitrage held 390 positions worth $425M, down 47% from $806M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Castle Creek Arbitrage withdrew a net $387M in Q3 2023, closing 124 positions and reducing 75 holdings. Its most notable exit was Zapata Computing Holdings Inc. Common Stock, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, up from 46% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Cartesian Growth Corp II worth $5.65M.

  • Castle Creek Arbitrage's largest Q3 2023 buy was Cartesian Growth Corp II: 521,707 shares worth $5.65M.
  • Castle Creek Arbitrage added most to Rigel Resource Acquisition Corp. in Q3 2023, an estimated $9.2M increase.
  • Castle Creek Arbitrage's biggest Q3 2023 reduction was Healthwell Acquisition Corp. I Class A Common Stock, cutting an estimated $16.8M.
  • Castle Creek Arbitrage fully exited Zapata Computing Holdings Inc. Common Stock in Q3 2023, selling an estimated $11.3M.
  • Castle Creek Arbitrage's ten largest holdings make up 39% of its $425M portfolio in Q3 2023.
  • Castle Creek Arbitrage opened 11 new positions and closed 124 in Q3 2023.
  • Castle Creek Arbitrage's portfolio value fell 47% quarter-over-quarter to $425M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2023, filed 14 Nov 2023.