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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$425M
AUM Growth
-$381M
Cap. Flow
-$387M
Cap. Flow %
-91.02%
Top 10 Hldgs %
39.38%
Holding
390
New
11
Increased
6
Reduced
75
Closed
124

Top Buys

Rank Stock Value
1
RRAC
Rigel Resource Acquisition Corp.
RRAC
+$9.2M
2
TRIS
Tristar Acquisition I Corp.
TRIS
+$6.49M
3
RENE
Cartesian Growth Corp II
RENE
+$5.6M
4
PLMJ
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
+$4.36M
5
HHLA
HH&L Acquisition Co.
HHLA
+$4.25M

Top Sells

Rank Stock Value
1
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$16.8M
2
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$15.6M
3
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$11.3M
4
PLAO
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
+$11.3M
5
ZING
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
+$9.51M

Sector Composition

Rank Sector Weight
1 Financials 46.44%
2 Industrials 6.6%
3 Technology 3.08%
4 Healthcare 2.41%
5 Materials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HWELW
76
DELISTED
Healthwell Acquisition Corp. I Warrant
HWELW
$107K 0.03%
632,176
-100
-0% -$23
KDKRW
77
Kodiak AI Warrants
KDKRW
$103K 0.02%
+437,499
New +$127K
IVCBW
78
DELISTED
Investcorp Europe Acquisition Corp I Warrant
IVCBW
$101K 0.02%
420,418
-250,000
-37% -$68.5K
RDW.WS
79
DELISTED
Redwire Corporation Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
RDW.WS
$89.1K 0.02%
202,479
– –
HLLY.WS
80
DELISTED
Holley Inc Warrants
HLLY.WS
$83.3K 0.02%
123,136
-20,000
-14% -$17.3K
CDRO icon
81
Codere Online
CDRO
$422M
$79.1K 0.02%
26,271
-24,437
-48% -$77.5K
SEPAW
82
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$79K 0.02%
837,890
-12,110
-1% -$796
LSEAW
83
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$76.2K 0.02%
417,331
-8,400
-2% -$2.15K
GWH.WS
84
DELISTED
ESS Tech Inc Warrant
GWH.WS
$74K 0.02%
412,019
-1,100
-0.3% -$187
ZPTAW
85
DELISTED
Zapata Computing Holdings Inc. Warrant
ZPTAW
$72.7K 0.02%
246,349
-286,742
-54% -$76.2K
HSPOR
86
DELISTED
Horizon Space Acquisition I Corp Right
HSPOR
$71.8K 0.02%
448,680
– –
ACAQ.WS
87
DELISTED
Athena Consumer Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant exercisable for one share of Class A common stock for $11.50 per share
ACAQ.WS
$69.7K 0.02%
193,513
-306,487
-61% -$68.4K
CRGOW icon
88
Freightos Ltd Warrant
CRGOW
$1.81M
$67.4K 0.02%
414,726
– –
NNAVW
89
DELISTED
NextNav Inc Warrant
NNAVW
$63.4K 0.01%
51,786
-175,001
-77% -$160K
GCMGW
90
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
$60.9K 0.01%
216,273
-8,426
-4% -$2.65K
MKTW icon
91
MarketWise
MKTW
$53.1M
$59.4K 0.01%
1,856
-63
-3% -$2.13K
ALLG
92
DELISTED
Allego N.V.
ALLG
$50.4K 0.01%
+22,717
New +$55.7K
SOAR.WS
93
DELISTED
Volato Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SOAR.WS
$48.7K 0.01%
449,748
– –
ETWO.WS
94
DELISTED
E2open Parent Holdings, Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
ETWO.WS
$45.4K 0.01%
93,243
– –
CDROW icon
95
Codere Online Luxembourg Warrants
CDROW
$5.79M
$43.9K 0.01%
371,933
– –
CXAIW icon
96
CXApp Inc Warrant
CXAIW
$1.03M
$40.9K 0.01%
389,020
-30,000
-7% -$9.74K
BHACW
97
DELISTED
Focus Impact BH3 Acquisition Company Warrants
BHACW
$39.5K 0.01%
789,370
-200,630
-20% -$6.34K
PGSS.WS
98
DELISTED
Pegasus Digital Mobility Acquisition Corp. Redeemable Warrants
PGSS.WS
$38.8K 0.01%
323,426
-100,000
-24% -$12.3K
ALCYW
99
DELISTED
Alchemy Investments Acquisition Corp 1 Warrants
ALCYW
$34.5K 0.01%
+191,674
New +$33.2K
DMYY.WS
100
DELISTED
dMY Squared Technology Group Warrants
DMYY.WS
$34.5K 0.01%
150,000
– –
2 3
4
5 6

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PC
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GCMG
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AGP
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KI
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MWM
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LBA
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CRG
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Castle Creek Arbitrage's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Creek Arbitrage held 390 positions worth $425M, down 47% from $806M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Castle Creek Arbitrage withdrew a net $387M in Q3 2023, closing 124 positions and reducing 75 holdings. Its most notable exit was Zapata Computing Holdings Inc. Common Stock, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, up from 46% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Cartesian Growth Corp II worth $5.65M.

  • Castle Creek Arbitrage's largest Q3 2023 buy was Cartesian Growth Corp II: 521,707 shares worth $5.65M.
  • Castle Creek Arbitrage added most to Rigel Resource Acquisition Corp. in Q3 2023, an estimated $9.2M increase.
  • Castle Creek Arbitrage's biggest Q3 2023 reduction was Healthwell Acquisition Corp. I Class A Common Stock, cutting an estimated $16.8M.
  • Castle Creek Arbitrage fully exited Zapata Computing Holdings Inc. Common Stock in Q3 2023, selling an estimated $11.3M.
  • Castle Creek Arbitrage's ten largest holdings make up 39% of its $425M portfolio in Q3 2023.
  • Castle Creek Arbitrage opened 11 new positions and closed 124 in Q3 2023.
  • Castle Creek Arbitrage's portfolio value fell 47% quarter-over-quarter to $425M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2023, filed 14 Nov 2023.