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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$425M
AUM Growth
-$381M
Cap. Flow
-$387M
Cap. Flow %
-91.02%
Top 10 Hldgs %
39.38%
Holding
390
New
11
Increased
6
Reduced
75
Closed
124

Top Buys

Rank Stock Value
1
RRAC
Rigel Resource Acquisition Corp.
RRAC
+$9.2M
2
TRIS
Tristar Acquisition I Corp.
TRIS
+$6.49M
3
RENE
Cartesian Growth Corp II
RENE
+$5.6M
4
PLMJ
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
+$4.36M
5
HHLA
HH&L Acquisition Co.
HHLA
+$4.25M

Top Sells

Rank Stock Value
1
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$16.8M
2
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$15.6M
3
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$11.3M
4
PLAO
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
+$11.3M
5
ZING
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
+$9.51M

Sector Composition

Rank Sector Weight
1 Financials 46.44%
2 Industrials 6.6%
3 Technology 3.08%
4 Healthcare 2.41%
5 Materials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCTS.WS
126
GCT Semiconductor Holding Warrants
GCTS.WS
$15.4M
$17.5K ﹤0.01%
361,630
– –
ADEX.WS
127
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$17.4K ﹤0.01%
260,734
-17,765
-6% -$1.35K
KCGI.WS
128
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$17.3K ﹤0.01%
150,000
– –
QSIAW
129
DELISTED
Quantum-Si Inc Warrant
QSIAW
$17.3K ﹤0.01%
66,666
– –
BMAC.WS
130
DELISTED
Black Mountain Acquisition Corp. Warrants, exercisable for one share of Class A Common Stock
BMAC.WS
$15.9K ﹤0.01%
337,497
– –
SZZLW
131
DELISTED
Sizzle Acquisition Corp. Warrant
SZZLW
$15.7K ﹤0.01%
104,807
+10,707
+11% +$1.97K
BOCNW
132
DELISTED
Blue Ocean Acquisition Corp Warrants
BOCNW
$15.2K ﹤0.01%
304,275
– –
TE.WS
133
DELISTED
T1 Energy Inc Warrants
TE.WS
$15.1K ﹤0.01%
14,899
– –
MBAC.WS
134
DELISTED
M3-Brigade Acquisition II Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MBAC.WS
$15K ﹤0.01%
330,096
– –
BZFDW icon
135
BuzzFeed Inc Warrant
BZFDW
$697K
$14.8K ﹤0.01%
296,587
– –
BCSAW
136
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
$14.4K ﹤0.01%
329,350
– –
ZFOXW
137
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$14.3K ﹤0.01%
424,230
– –
CEROW
138
DELISTED
CERo Therapeutics Warrants
CEROW
$14.3K ﹤0.01%
200,000
– –
CLBTW
139
DELISTED
Cellebrite DI Ltd. Warrants
CLBTW
$14.2K ﹤0.01%
10,918
-200,000
-95% -$254K
NETC.WS
140
DELISTED
Nabors Energy Transition Corp. Warrants, exercisable for one share of Class A Common Stock
NETC.WS
$14.2K ﹤0.01%
83,547
-121,902
-59% -$20.6K
EVGOW
141
DELISTED
EVgo Inc Warrants
EVGOW
$14.2K ﹤0.01%
39,708
-145,944
-79% -$82.5K
PLTNR
142
DELISTED
Plutonian Acquisition Corp. Rights
PLTNR
$14K ﹤0.01%
85,380
-1
-0% –
MLECW icon
143
Moolec Science SA Warrant
MLECW
$220K
$13.8K ﹤0.01%
295,560
– –
PGYWW
144
Pagaya Technologies Ltd Warrants
PGYWW
$1.37M
$13.8K ﹤0.01%
40,778
-54
-0.1% -$21
ABVEW
145
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$13.8K ﹤0.01%
229,587
– –
ADNWW
146
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$13.7K ﹤0.01%
282,498
– –
SGIIW
147
DELISTED
Seaport Global Acquisition II Corp. Warrants
SGIIW
$13.7K ﹤0.01%
249,000
– –
AEON.WS
148
DELISTED
AEON Biopharma Inc
AEON.WS
$13.2K ﹤0.01%
82,524
-2,532
-3% -$359
TALKW
149
DELISTED
Talkspace Inc Warrant
TALKW
$13.2K ﹤0.01%
97,500
– –
HHLA.WS
150
DELISTED
HH&L Acquisition Co. Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HHLA.WS
$12.9K ﹤0.01%
456,794
– –
4 5
6
7 8

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Creek Arbitrage held 390 positions worth $425M, down 47% from $806M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Castle Creek Arbitrage withdrew a net $387M in Q3 2023, closing 124 positions and reducing 75 holdings. Its most notable exit was Zapata Computing Holdings Inc. Common Stock, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, up from 46% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Cartesian Growth Corp II worth $5.65M.

  • Castle Creek Arbitrage's largest Q3 2023 buy was Cartesian Growth Corp II: 521,707 shares worth $5.65M.
  • Castle Creek Arbitrage added most to Rigel Resource Acquisition Corp. in Q3 2023, an estimated $9.2M increase.
  • Castle Creek Arbitrage's biggest Q3 2023 reduction was Healthwell Acquisition Corp. I Class A Common Stock, cutting an estimated $16.8M.
  • Castle Creek Arbitrage fully exited Zapata Computing Holdings Inc. Common Stock in Q3 2023, selling an estimated $11.3M.
  • Castle Creek Arbitrage's ten largest holdings make up 39% of its $425M portfolio in Q3 2023.
  • Castle Creek Arbitrage opened 11 new positions and closed 124 in Q3 2023.
  • Castle Creek Arbitrage's portfolio value fell 47% quarter-over-quarter to $425M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2023, filed 14 Nov 2023.