We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$425M
AUM Growth
-$381M
Cap. Flow
-$387M
Cap. Flow %
-91.02%
Top 10 Hldgs %
39.38%
Holding
390
New
11
Increased
6
Reduced
75
Closed
124

Top Buys

Rank Stock Value
1
RRAC
Rigel Resource Acquisition Corp.
RRAC
+$9.2M
2
TRIS
Tristar Acquisition I Corp.
TRIS
+$6.49M
3
RENE
Cartesian Growth Corp II
RENE
+$5.6M
4
PLMJ
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
+$4.36M
5
HHLA
HH&L Acquisition Co.
HHLA
+$4.25M

Top Sells

Rank Stock Value
1
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$16.8M
2
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$15.6M
3
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$11.3M
4
PLAO
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
+$11.3M
5
ZING
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
+$9.51M

Sector Composition

Rank Sector Weight
1 Financials 46.44%
2 Industrials 6.6%
3 Technology 3.08%
4 Healthcare 2.41%
5 Materials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LANV.WS
101
DELISTED
Lanvin Group Holdings Warrants
LANV.WS
$34.3K 0.01%
185,137
– –
VCXB.WS
102
DELISTED
10X Capital Venture Acquisition Corp III Warrants
VCXB.WS
$33.6K 0.01%
216,667
-33,333
-13% -$3.4K
AEAEW
103
DELISTED
AltEnergy Acquisition Corp Warrant
AEAEW
$31.7K 0.01%
450,200
-4,900
-1% -$314
PNST.WS
104
DELISTED
Pinstripes Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PNST.WS
$31.7K 0.01%
192,800
– –
SPECW
105
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$31.2K 0.01%
328,277
-17
-0% -$2
MCAAW
106
DELISTED
Mountain & Co. I Acquisition Corp. Warrant
MCAAW
$30.5K 0.01%
203,075
-21,925
-10% -$3.48K
ML.WS
107
DELISTED
MoneyLion Inc. Warrants, each whole warrant exercisable 1/30th of a share of Class A common stock at an exercise price of $345.00 per whole share
ML.WS
$29.5K 0.01%
557,909
-8,091
-1% -$347
ECXWW
108
ECARX Holdings Warrants
ECXWW
$28.9K 0.01%
592,175
– –
BNZIW icon
109
Banzai International Warrant
BNZIW
$27.9K 0.01%
325,000
– –
SCRMW
110
DELISTED
Screaming Eagle Acquisition Corp. Warrant
SCRMW
$25.1K 0.01%
+151,797
New +$27.4K
DRTSW icon
111
Alpha Tau Medical Warrant
DRTSW
$74.4M
$25.1K 0.01%
94,384
-35,704
-27% -$11.5K
TLGYW
112
DELISTED
TLGY Acquisition Corporation Warrant
TLGYW
$25K 0.01%
580,952
-200,000
-26% -$16.5K
FZT.WS
113
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
$24.7K 0.01%
49,400
-19,799
-29% -$10.8K
GGROW
114
Gogoro Inc Warrant
GGROW
$23.1K 0.01%
126,242
– –
NBSTW
115
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$22.8K 0.01%
156,775
-1,766
-1% -$294
LVOXW
116
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$21.8K 0.01%
68,504
– –
AAGRW
117
DELISTED
African Agriculture Holdings Inc Warrant
AAGRW
$21.7K 0.01%
334,042
– –
OABIW icon
118
OmniAb Inc Warrant
OABIW
$21.6K 0.01%
20,087
– –
SVIIR
119
DELISTED
Spring Valley Acquisition Corp II Rights
SVIIR
$21K ﹤0.01%
140,000
– –
PPYAW
120
DELISTED
Papaya Growth Opportunity Corp. I Warrant
PPYAW
$20K ﹤0.01%
342,850
– –
PORT.WS
121
DELISTED
Southport Acquisition Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50
PORT.WS
$19.4K ﹤0.01%
369,688
– –
PDYNW icon
122
Palladyne AI Corp Warrants
PDYNW
$295K
$19.3K ﹤0.01%
948,762
– –
BURU.WS
123
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$19K ﹤0.01%
975,896
– –
HSPOW
124
DELISTED
Horizon Space Acquisition I Corp Warrant
HSPOW
$17.9K ﹤0.01%
448,680
– –
EVTL.WS
125
DELISTED
Vertical Aerospace Ltd. Warrants, each whole warrant exercisable for 1/10th of an ordinary share at an exercise price of $115.00 per share
EVTL.WS
$17.7K ﹤0.01%
161,152
– –
3 4
5
6 7

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Creek Arbitrage held 390 positions worth $425M, down 47% from $806M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Castle Creek Arbitrage withdrew a net $387M in Q3 2023, closing 124 positions and reducing 75 holdings. Its most notable exit was Zapata Computing Holdings Inc. Common Stock, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, up from 46% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Cartesian Growth Corp II worth $5.65M.

  • Castle Creek Arbitrage's largest Q3 2023 buy was Cartesian Growth Corp II: 521,707 shares worth $5.65M.
  • Castle Creek Arbitrage added most to Rigel Resource Acquisition Corp. in Q3 2023, an estimated $9.2M increase.
  • Castle Creek Arbitrage's biggest Q3 2023 reduction was Healthwell Acquisition Corp. I Class A Common Stock, cutting an estimated $16.8M.
  • Castle Creek Arbitrage fully exited Zapata Computing Holdings Inc. Common Stock in Q3 2023, selling an estimated $11.3M.
  • Castle Creek Arbitrage's ten largest holdings make up 39% of its $425M portfolio in Q3 2023.
  • Castle Creek Arbitrage opened 11 new positions and closed 124 in Q3 2023.
  • Castle Creek Arbitrage's portfolio value fell 47% quarter-over-quarter to $425M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2023, filed 14 Nov 2023.