CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.26B
AUM Growth
+$48.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
103
New
Increased
Reduced
Closed

Top Buys

1
+$8.6M
2
+$2.67M
3
+$1.92M
4
CMA
Comerica
CMA
+$656K
5
ARWAR
Arowana Inc
ARWAR
+$141K

Top Sells

1
+$6.96M
2
+$4.74M
3
+$628K
4
STI
SunTrust Banks, Inc.
STI
+$419K
5
ROIQW
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
+$114K

Sector Composition

1 Financials 1.52%
2 Industrials 0.24%
3 Materials 0.15%
4 Energy 0%
5 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$14.3M 1.13%
499,400
2
$9.49M 0.75%
174,582
-128,100
3
$9M 0.71%
900,000
4
$8.53M 0.68%
+872,500
5
$5.94M 0.47%
600,000
6
$5.05M 0.4%
500,000
7
$5M 0.4%
500,000
8
$4.85M 0.39%
481,326
9
$2.91M 0.23%
25
10
$2.54M 0.2%
782,750
11
$1.9M 0.15%
+190,500
12
$1.15M 0.09%
82,200
13
$1.01M 0.08%
339,600
14
$883K 0.07%
21,099
+15,000
15
$698K 0.06%
5,649
16
$656K 0.05%
218,663
17
$622K 0.05%
89,382
18
$506K 0.04%
45,800
19
$367K 0.03%
+5,600,000
20
$339K 0.03%
59,100
21
$293K 0.02%
6,886
22
$243K 0.02%
24,740
23
$147K 0.01%
158,428
24
$140K 0.01%
+700,000
25
$71K 0.01%
+3,132
1
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