CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
This Quarter Return
-0.45%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.21B
AUM Growth
+$1.21B
Cap. Flow
-$794K
Cap. Flow %
-0.07%
Top 10 Hldgs %
63.75%
Holding
110
New
10
Increased
3
Reduced
3
Closed
9

Top Buys

1
WFC icon
Wells Fargo
WFC
$15.5M
2
GRSHU
Gores Holdings, Inc.
GRSHU
$9.08M
3
EACQU
Easterly Acquisition Corp. Unit
EACQU
$6.57M
4
GPACU
Global Partner Acquisition Corp. Units
GPACU
$6M
5
BLVDU
Boulevard Acquisition Corp. II
BLVDU
$5.98M

Top Sells

1
WFC.WS
Wells Fargo & Company Ws
WFC.WS
$26.1M
2
KMI.WS
Kinder Morgan Inc
KMI.WS
$17.9M
3
AGFS
AgroFresh Solutions, Inc. Common Stock
AGFS
$4.54M
4
GOL
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$2.7M
5
TTMI icon
TTM Technologies
TTMI
$1.49M

Sector Composition

1 Financials 1.36%
2 Industrials 0.3%
3 Healthcare 0%
4 Materials 0%
5 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC icon
1
Wells Fargo
WFC
$263B
$15.5M 1.24% +302,682 New +$15.5M
PNC.WS
2
DELISTED
PNC Financial Services Group Inc
PNC.WS
$12.1M 0.97% 499,400 – –
GRSHU
3
DELISTED
Gores Holdings, Inc.
GRSHU
$9.08M 0.72% +900,000 New +$9.08M
ARWAU
4
DELISTED
Arowana Inc
ARWAU
$7.11M 0.57% 700,000 – –
EACQU
5
DELISTED
Easterly Acquisition Corp. Unit
EACQU
$6.57M 0.52% +650,000 New +$6.57M
TRTLU
6
DELISTED
Terrapin 3 Acquisition
TRTLU
$6.07M 0.48% 595,000 – –
GPACU
7
DELISTED
Global Partner Acquisition Corp. Units
GPACU
$6M 0.48% +600,000 New +$6M
BLVDU
8
DELISTED
Boulevard Acquisition Corp. II
BLVDU
$5.98M 0.48% +600,000 New +$5.98M
GPIAU
9
DELISTED
GP Investments Acquisition Corp. Unit
GPIAU
$5.1M 0.41% 514,990 +16,384 +3% +$162K
AAPC
10
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$5.08M 0.4% 500,000 – –
EAGLU
11
DELISTED
Double Eagle Acquisition Corp.
EAGLU
$5.07M 0.4% +500,000 New +$5.07M
PACEU
12
DELISTED
Pace Holdings Corp.
PACEU
$4.91M 0.39% +481,326 New +$4.91M
CAMB
13
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$4.74M 0.38% 475,000 – –
XELA
14
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$2.97M 0.24% 300,600 – –
CATYW
15
DELISTED
Cathay General Bancorp Warrant
CATYW
$2.79M 0.22% 279,000 – –
ZIONW
16
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$2.78M 0.22% 782,750 -500 -0.1% -$1.77K
BHACU
17
DELISTED
Barington/Hilco Acquisition Corp. Units
BHACU
$2.04M 0.16% 200,000 – –
TCBIW
18
DELISTED
Texas Capital Bancshares, Inc. Warrant
TCBIW
$1.54M 0.12% 40,700 – –
CMA.WS
19
DELISTED
Comerica Incorporated Ws
CMA.WS
$1.04M 0.08% 82,200 – –
ASB.WS
20
DELISTED
Associated Banc-Corp Warrants
ASB.WS
$752K 0.06% 339,600 – –
TWI icon
21
Titan International
TWI
$564M
$628K 0.05% 95,000 +77,500 +443% +$512K
SBNYW
22
DELISTED
Signature Bank Warrant
SBNYW
$608K 0.05% 5,649 – –
WAFDW
23
DELISTED
Washington Federal, Inc.
WAFDW
$485K 0.04% 89,382 – –
STI
24
DELISTED
SunTrust Banks, Inc.
STI
$419K 0.03% 10,968 – –
LINDW
25
DELISTED
Lindblad Expeditions Holdings Inc. Warrant
LINDW
$388K 0.03% +218,663 New +$388K
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