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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+10.36%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.64B
AUM Growth
+$340M
Cap. Flow
-$23.5M
Cap. Flow %
-1.43%
Top 10 Hldgs %
43.79%
Holding
361
New
186
Increased
14
Reduced
24
Closed
74

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$28M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
+$27.4M
3
OPAD icon
Offerpad Solutions
OPAD
+$22.6M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M

Top Sells

Rank Stock Value
1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
+$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
+$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
+$11.1M
4
RMO
Romeo Power, Inc.
RMO
+$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 14.63%
2 Technology 3.92%
3 Healthcare 3.83%
4 Industrials 3.6%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPOF
1
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$30.3M 1.84%
+2,465,880
New +$28M
BTAQ
2
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$28.9M 1.76%
+2,780,000
New +$27.4M
OPAD icon
3
Offerpad Solutions
OPAD
$19M
$23.1M 1.41%
+14,002
New +$22.6M
ETAC
4
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$20.5M 1.24%
2,000,418
– –
KINZU
5
DELISTED
KINS Technology Group Inc. Unit
KINZU
$19.4M 1.18%
+1,880,441
New +$19.3M
SVOKU
6
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M 1.15%
+1,820,000
New +$18.8M
SPRQ.U
7
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
$18.3M 1.11%
+1,696,033
New +$17.9M
MKTW icon
8
MarketWise
MKTW
$53.1M
$18.2M 1.11%
88,853
+1,250
+1% +$248K
BURU
9
DELISTED
NUBURU INC
BURU
$16.6M 1.01%
+8,016
New +$15.8M
HCARU
10
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$16.2M 0.98%
+1,583,680
New +$16.2M
TMPO
11
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$15.3M 0.93%
1,500,198
– –
IMPX
12
DELISTED
AEA-Bridges Impact Corp
IMPX
$15.2M 0.93%
+1,506,908
New +$15.1M
TACA.U
13
DELISTED
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
$14.9M 0.91%
+1,439,175
New +$14.8M
NUVB icon
14
Nuvation Bio
NUVB
$2.24B
$14.4M 0.87%
1,228,082
+834,608
+212% +$8.68M
FMAC
15
DELISTED
FirstMark Horizon Acquisition Corp.
FMAC
$12.6M 0.76%
+1,184,030
New +$12.3M
THCA
16
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$12M 0.73%
1,087,963
– –
RMGBU
17
DELISTED
RMG Acquisition Corp. II Unit
RMGBU
$11.5M 0.7%
+1,034,600
New +$11M
MSPR
18
DELISTED
MSP Recovery Inc
MSPR
$11.3M 0.68%
+255
New +$11M
SRSA
19
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
$11.2M 0.68%
+1,106,580
New +$11.3M
RAACU
20
DELISTED
Revolution Acceleration Acquisition Corp Unit
RAACU
$11M 0.67%
+1,055,621
New +$10.9M
HLMN icon
21
Hillman Solutions
HLMN
$1.56B
$10.9M 0.66%
+1,036,197
New +$10.5M
WGS icon
22
GeneDx Holdings
WGS
$1.75B
$10.8M 0.66%
+29,752
New +$10.4M
PRPB
23
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$10.8M 0.65%
+1,033,695
New +$10.3M
ETWO
24
DELISTED
E2open Parent Holdings
ETWO
$10.7M 0.65%
987,568
+716,070
+264% +$7.41M
LFLY
25
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$10.6M 0.65%
52,036
+6,461
+14% +$1.28M
1
2 3 4 5

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Castle Creek Arbitrage's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Creek Arbitrage held 361 positions worth $1.64B, up 26% from $1.3B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Castle Creek Arbitrage's Q4 2020 filing shows 186 new, 14 increased, 24 reduced and 74 closed positions. Its largest new stake was Social Capital Hedosophia Holdings Corp. VI: 2,465,880 shares worth $30.3M. The largest sale was Burgundy Technology Acquisition Corporation Unit, an estimated $27.9M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2020 buy was Social Capital Hedosophia Holdings Corp. VI: 2,465,880 shares worth $30.3M.
  • Castle Creek Arbitrage added most to Nuvation Bio in Q4 2020, an estimated $8.68M increase.
  • Castle Creek Arbitrage's biggest Q4 2020 reduction was Aeva Technologies, cutting an estimated $8.14M.
  • Castle Creek Arbitrage fully exited Burgundy Technology Acquisition Corporation Unit in Q4 2020, selling an estimated $27.9M.
  • Castle Creek Arbitrage's ten largest holdings make up 44% of its $1.64B portfolio in Q4 2020.
  • Castle Creek Arbitrage opened 186 new positions and closed 74 in Q4 2020.
  • Castle Creek Arbitrage's portfolio value rose 26% quarter-over-quarter to $1.64B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2020, filed 16 Feb 2021.