CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.05B
AUM Growth
+$462M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
96
New
Increased
Reduced
Closed

Top Buys

1
+$99.5M
2
+$23.9M
3
+$23.6M
4
PNC.WS
PNC Financial Services Group Inc
PNC.WS
+$14.6M
5
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$6.73M

Top Sells

1
+$34.3M
2
+$22.5M
3
+$6.46M
4
CMA.WS
Comerica Incorporated Ws
CMA.WS
+$2.82M
5
STI.WS.A
Suntrust Banks Inc
STI.WS.A
+$1.06M

Sector Composition

1 Materials 0.25%
2 Industrials 0.16%
3 Technology 0.02%
4 Consumer Discretionary 0%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$99.5M 4.77%
+2,352,300
2
$64.1M 3.07%
776,600
+286,200
3
$23.9M 1.15%
+382,700
4
$22M 1.06%
772,600
+235,900
5
$14.6M 0.7%
+159,600
6
$6.92M 0.33%
270,500
+38,966
7
$6.75M 0.32%
362,433
+8,600
8
$5.95M 0.29%
595,000
-5,000
9
$4.75M 0.23%
492,480
10
$4.66M 0.22%
475,000
11
$3.93M 0.19%
400,000
12
$3.68M 0.18%
78,749
+800
13
$3.33M 0.16%
71,000
-60,100
14
$2.51M 0.12%
59,865
-17,635
15
$2.42M 0.12%
+250,000
16
$2.21M 0.11%
40,700
+500
17
$1.98M 0.09%
89,382
+73,736
18
$1.95M 0.09%
46,500
-25,400
19
$1.94M 0.09%
198,400
20
$1.24M 0.06%
+49,100
21
$1.12M 0.05%
+20,500
22
$712K 0.03%
5,649
23
$476K 0.02%
110,699
-1
24
$397K 0.02%
+6,886
25
$386K 0.02%
49,130
1
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