CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.05B
AUM Growth
+$462M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
96
New
Increased
Reduced
Closed

Top Buys

1
+$11.3M
2
+$8.37M
3
+$7.47M
4
PNC.WS
PNC Financial Services Group Inc
PNC.WS
+$3.8M
5
RTI
RTI INTL METALS INC(HLDG CO)
RTI
+$1.15M

Top Sells

1
+$34.3M
2
+$22.5M
3
+$6.46M
4
CMA.WS
Comerica Incorporated Ws
CMA.WS
+$1.07M
5
HIG.WS
Hartford Financial Services Grp
HIG.WS
+$629K

Sector Composition

1 Materials 0.23%
2 Industrials 0.16%
3 Energy 0.02%
4 Technology 0.02%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$99.5M 4.85%
+2,352,300
2
$64.1M 3.12%
776,600
+286,200
3
$23.9M 1.17%
+382,700
4
$22M 1.07%
772,600
+235,900
5
$14.6M 0.71%
+159,600
6
$6.75M 0.33%
362,433
+8,600
7
$4.75M 0.23%
492,480
8
$4.66M 0.23%
475,000
9
$3.93M 0.19%
400,000
10
$3.33M 0.16%
71,000
-60,100
11
$2.51M 0.12%
59,865
-17,635
12
$1.98M 0.1%
89,382
+73,736
13
$1.95M 0.09%
46,500
-25,400
14
$1.94M 0.09%
198,400
15
$1.24M 0.06%
+49,100
16
$1.12M 0.05%
+20,500
17
$712K 0.03%
5,649
18
$476K 0.02%
110,699
-1
19
$397K 0.02%
+6,886
20
$386K 0.02%
49,130
21
– –
0
22
$97K ﹤0.01%
63,945
23
– –
0
24
– –
0
25
– –
0
1
2