Castle Creek Arbitrage’s iShares China Large-Cap ETF FXI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-17,000	Closed	-$675K	–	42
2017 Q2	$675K	Buy	+17,000	New	+$675K	0.07%	34
2014 Q4	–	Sell	-588,000	Closed	-$22.5M	–	82
2014 Q3	$22.5M	Buy	+588,000	New	+$22.5M	1.31%	18