CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.66B
AUM Growth
-$307M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
100
New
Increased
Reduced
Closed

Top Buys

1
+$5.11M
2
+$2.95M
3
+$2.93M
4
CMA
Comerica
CMA
+$784K
5
STI
SunTrust Banks, Inc.
STI
+$466K

Top Sells

1
+$66.8M
2
+$25.9M
3
+$2.69M
4
KMI.WS
Kinder Morgan Inc
KMI.WS
+$1.95M
5
AGFS
AgroFresh Solutions Inc
AGFS
+$1.44M

Sector Composition

1 Materials 0.27%
2 Industrials 0.19%
3 Technology 0.1%
4 Financials 0.09%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$47.8M 2.87%
499,400
2
$26.1M 1.57%
463,300
3
$24.9M 1.49%
783,250
-12,150
4
$17.9M 1.07%
465,948
-476,552
5
$6.88M 0.41%
339,600
-800
6
$5.09M 0.31%
+500,000
7
$4.73M 0.28%
475,000
8
$4.54M 0.27%
363,100
-129,380
9
$4.22M 0.25%
82,200
-136,800
10
$4.1M 0.25%
400,000
11
$2.98M 0.18%
+25
12
$2.7M 0.16%
+570,500
13
$2.54M 0.15%
59,100
14
$2.09M 0.13%
89,382
15
$1.97M 0.12%
45,800
16
$1.49M 0.09%
149,000
17
$827K 0.05%
5,649
18
$826K 0.05%
+16,099
19
$472K 0.03%
+10,968
20
$408K 0.02%
6,886
21
$241K 0.01%
+24,740
22
– –
0
23
$200K 0.01%
+29,130
24
$188K 0.01%
17,500
25
– –
0
1
2