CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.15B
AUM Growth
+$73M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
106
New
Increased
Reduced
Closed

Top Buys

1
+$51.1M
2
+$19.7M
3
+$8.02M
4
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
+$5.05M
5
LIND icon
Lindblad Expeditions
LIND
+$2.58M

Top Sells

1
+$9.61M
2
+$4.39M
3
+$3.35M
4
OC.WS.B
OWENS CORNING INC WTS EXP 2013 SER B
OC.WS.B
+$2.4M
5
INXB
INFINITY CROSS BORDER ACQUISITION CORP SHS (VGB)
INXB
+$1.56M

Sector Composition

1 Consumer Discretionary 0.12%
2 Energy 0.06%
3 Financials 0%
4 Healthcare 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$51.4M 2.3%
1,429,709
+1,419,709
2
$40.9M 1.83%
1,136,979
+546,979
3
$25.7M 1.15%
450,084
+140,653
4
– –
0
5
$7.53M 0.34%
735,000
6
$6.76M 0.3%
667,845
-1,889
7
$5.05M 0.23%
+625,000
8
$2.67M 0.12%
70,400
-63,118
9
$2.67M 0.12%
97,357
-32,650
10
$2.58M 0.12%
+267,210
11
$2.56M 0.11%
79,108
+71,808
12
$2.42M 0.11%
+77,597
13
$2.03M 0.09%
51,600
+32,300
14
$1.76M 0.08%
+54,161
15
$1.25M 0.06%
33,326
-10,000
16
$1.07M 0.05%
39,076
+23,274
17
$1.02M 0.05%
+28,500
18
$810K 0.04%
+83,397
19
$582K 0.03%
+5,200
20
$247K 0.01%
71,327
21
– –
0
22
– –
0
23
– –
0
24
– –
0
25
– –
-131,692
1
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