CCA
GM.WS.A

Castle Creek Arbitrage’s GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) GM.WS.A Stock Holding History

Castle Creek Arbitrage’s Portfolio GM.WS.A Stock Details GM.WS.A Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-68,859
Closed -$2.5M – 86
2014
Q2 		$2.5M Buy
+68,859
New +$1.73M 0.16% 66
2013
Q4 		– Sell
-1,429,709
Closed -$51.4M – 107
2013
Q3 		$51.4M Buy
1,429,709
+1,419,709
+14,197% +$37.5M 2.3% 13
2013
Q2 		$333K Buy
+10,000
New +$223K 0.02% 87

Other funds holding GM.WS.A

HSBC Holdings
HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return
LM
Lasry Marc $15.1M AUM 10.39% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return
MKCM
Mount Kellett Capital Management New York $61M AUM 12.22% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
PP
Peconic Partners New York $5.78B AUM 127.23% 1-Year Est. Return
CP
Centerbridge Partners New York $61.1M AUM 3.67% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
LCS
Levin Capital Strategies New York $1.32B AUM 28.11% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Castle Creek Arbitrage's GM.WS.A Position: Q3 2014 in Review

Castle Creek Arbitrage sold out of GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) (GM.WS.A) in Q3 2014, closing a stake of 68,859 shares — an estimated $2.5M sold.

Castle Creek Arbitrage first reported a position in GM.WS.A in Q2 2013 and held it in 3 quarters. The position peaked at $51.4M in Q3 2013. 131 funds tracked by Wall St. Rank hold GM.WS.A as of Q3 2014.

  • Castle Creek Arbitrage reported no remaining GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) position as of Q3 2014 after selling out during the quarter.
  • Castle Creek Arbitrage sold 68,859 GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) shares in Q3 2014, an estimated $2.5M.
  • Castle Creek Arbitrage first reported a position in GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2013 and held it in 3 quarters.
  • Castle Creek Arbitrage's GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) position peaked at $51.4M in Q3 2013.
  • 131 funds tracked by Wall St. Rank held GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) as of Q3 2014.

Based on Castle Creek Arbitrage's 13F filing for Q3 2014, filed 14 Nov 2014.