CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.5B
AUM Growth
-$329M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
109
New
Increased
Reduced
Closed

Top Buys

1
+$27.1M
2
+$5.84M
3
+$4.9M
4
CAMB
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
+$4.64M
5
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$3.66M

Top Sells

1
+$34.2M
2
+$19.3M
3
+$14.1M
4
HIG.WS
Hartford Financial Services Grp
HIG.WS
+$8.47M
5
HPAC
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
+$7.7M

Sector Composition

1 Financials 1.04%
2 Materials 0.33%
3 Industrials 0.13%
4 Technology 0.02%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$31M 1.96%
392,674
-73,749
2
$28.3M 1.79%
343,100
+328,300
3
– –
0
4
$15.6M 0.99%
1,015,900
-102,460
5
$15.3M 0.97%
520,678
+124,198
6
$6.34M 0.4%
650,000
+200,000
7
$6.27M 0.4%
125,000
+32,200
8
$6.23M 0.39%
344,332
+322,788
9
$5.81M 0.37%
227,469
+400
10
$4.9M 0.31%
+500,000
11
$4.64M 0.29%
+475,000
12
$3.91M 0.25%
400,000
13
$3.58M 0.23%
77,918
14
$3.32M 0.21%
70,000
15
$2.8M 0.18%
82,800
+1,100
16
$2.5M 0.16%
+68,859
17
$2.43M 0.15%
248,400
18
$2.17M 0.14%
40,200
+1,645
19
$1.93M 0.12%
+198,400
20
$1.11M 0.07%
45,540
+645
21
$713K 0.05%
5,649
+200
22
$447K 0.03%
3,600
-3,400
23
$371K 0.02%
49,130
-82,000
24
$257K 0.02%
+11,447
25
$196K 0.01%
63,945
1
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