CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.01B
AUM Growth
+$77.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
90
New
Increased
Reduced
Closed

Top Buys

1
+$14.6M
2
+$9.56M
3
+$4.35M
4
KLRE
KLR Energy Acquisition Corp
KLRE
+$4.14M
5
BHAC
Barington/Hilco Acquisition Corp.
BHAC
+$2.03M

Top Sells

1
+$8.87M
2
+$5M
3
+$4.63M
4
KLREU
KLR Energy Acquisition Corp.
KLREU
+$4.19M
5
CATYW
Cathay General Bancorp Warrant
CATYW
+$3.02M

Sector Composition

1 Financials 0.86%
2 Technology 0.52%
3 Energy 0.41%
4 Industrials 0.3%
5 Consumer Discretionary 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$39.3M 3.75%
792,555
+293,155
2
$9.56M 0.91%
+446,441
3
$7.58M 0.72%
648,099
-30,850
4
$6.4M 0.61%
650,000
5
$6.18M 0.59%
600,000
6
$6.1M 0.58%
600,000
7
$6M 0.57%
600,000
8
$5.25M 0.5%
500,000
9
$5.2M 0.5%
524,990
10
$4.35M 0.41%
+253,501
11
$4.15M 0.4%
400,000
12
$4.14M 0.39%
+399,000
13
$2.99M 0.28%
25
14
$2.6M 0.25%
40,700
15
– –
0
16
$2.28M 0.22%
224,740
+200,000
17
$2.2M 0.21%
199,400
-600
18
$1.98M 0.19%
339,897
+1,597
19
$1.7M 0.16%
78,151
+33,451
20
$1.51M 0.14%
89,382
21
$1.36M 0.13%
125,000
22
$1.04M 0.1%
100,000
23
$730K 0.07%
56,038
24
$680K 0.06%
5,649
25
$664K 0.06%
+12,500
1
2 3