We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.05B
AUM Growth
+$71.4M
Cap. Flow
-$791M
Cap. Flow %
-75.31%
Top 10 Hldgs %
71.76%
Holding
88
New
9
Increased
4
Reduced
4
Closed
16

Top Buys

Rank Stock Value
1
PNC.WS
PNC Financial Services Group Inc
PNC.WS
+$10.8M
2
WFC.WS
Wells Fargo & Company Ws
WFC.WS
+$7.77M
3
GPACU
Global Partner Acquisition Corp. Units
GPACU
+$6.01M
4
KLRE
KLR Energy Acquisition Corp
KLRE
+$4.06M
5
GM.WS.B
General Motors Company
GM.WS.B
+$3.95M

Top Sells

Rank Stock Value
1
ARWA
Arowana Inc.
ARWA
+$8.87M
2
PACEU
Pace Holdings Corp.
PACEU
+$5M
3
TSLA icon
Tesla
TSLA
+$4.27M
4
KLREU
KLR Energy Acquisition Corp.
KLREU
+$4.19M
5
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$2.1M

Sector Composition

Rank Sector Weight
1 Financials 0.83%
2 Technology 0.5%
3 Energy 0.39%
4 Industrials 0.28%
5 Consumer Discretionary 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC.WS
1
DELISTED
PNC Financial Services Group Inc
PNC.WS
$39.3M 3.75%
792,555
+293,155
+59% +$10.8M
MU icon
2
PUT
Micron Technology
MU
$1.04T
$36.1M 3.44%
1,648,700
– –
WFC.WS
3
DELISTED
Wells Fargo & Company Ws
WFC.WS
$9.56M 0.91%
+446,441
New +$7.77M
ZIONW
4
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$7.58M 0.72%
648,099
-30,850
-5% -$239K
EACQ
5
DELISTED
Easterly Acquisition Corp
EACQ
$6.4M 0.61%
650,000
– –
CLACU
6
DELISTED
Capitol Acquisition Corp. III Unit
CLACU
$6.18M 0.59%
600,000
– –
BLVDU
7
DELISTED
Boulevard Acquisition Corp. II
BLVDU
$6.1M 0.58%
600,000
– –
GPACU
8
DELISTED
Global Partner Acquisition Corp. Units
GPACU
$6M 0.57%
+600,000
New +$6.01M
EAGLU
9
DELISTED
Double Eagle Acquisition Corp.
EAGLU
$5.25M 0.5%
500,000
– –
RMNI icon
10
Rimini Street
RMNI
$408M
$5.2M 0.5%
524,990
– –
MA icon
11
CALL
Mastercard
MA
$477B
$5.16M 0.49%
50,000
– –
GM.WS.B
12
DELISTED
General Motors Company
GM.WS.B
$4.35M 0.41%
+253,501
New +$3.95M
LCAHU
13
DELISTED
Landcadia Holdings, Inc. Unit
LCAHU
$4.15M 0.4%
400,000
– –
KLRE
14
DELISTED
KLR Energy Acquisition Corp
KLRE
$4.14M 0.39%
+399,000
New +$4.06M
XELA
15
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$2.99M 0.28%
25
– –
TCBIW
16
DELISTED
Texas Capital Bancshares, Inc. Warrant
TCBIW
$2.6M 0.25%
+40,700
New +$2.4M
ALR.PRB
17
DELISTED
Alere Inc
ALR.PRB
– –
0
– –
BHAC
18
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$2.28M 0.22%
224,740
+200,000
+808% +$2.03M
PAACU
19
DELISTED
Pacific Special Acquisition Corp. Units
PAACU
$2.2M 0.21%
199,400
-600
-0.3% -$6.53K
ASB.WS
20
DELISTED
Associated Banc-Corp Warrants
ASB.WS
$1.98M 0.19%
339,897
+1,597
+0.5% +$6.68K
STI.WS.A
21
DELISTED
Suntrust Banks Inc
STI.WS.A
$1.7M 0.16%
78,151
+33,451
+75% +$561K
WAFDW
22
DELISTED
Washington Federal, Inc.
WAFDW
$1.51M 0.14%
89,382
– –
CPAAU
23
DELISTED
Conyers Park Acquisition Corp. Unit
CPAAU
$1.36M 0.13%
125,000
– –
SCACU
24
DELISTED
Saban Capital Acquisition Corp. Units
SCACU
$1.04M 0.1%
100,000
– –
STI.WS.B
25
DELISTED
Suntrust Banks Inc
STI.WS.B
$730K 0.07%
56,038
– –
1
2 3

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q4 2016 Portfolio in Review

As of Q4 2016, Castle Creek Arbitrage held 88 positions worth $1.05B, up 7.3% from $978M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Castle Creek Arbitrage withdrew a net $791M in Q4 2016, closing 16 positions and reducing 4 holdings. Its most notable exit was Arowana Inc., an estimated $8.87M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.83% of assets, down from 1.6% a quarter earlier, followed by Technology and Energy.

Against the trend, Castle Creek Arbitrage opened a new position in Wells Fargo & Company Ws worth $9.56M.

  • Castle Creek Arbitrage's largest Q4 2016 buy was Wells Fargo & Company Ws: 446,441 shares worth $9.56M.
  • Castle Creek Arbitrage added most to PNC Financial Services Group Inc in Q4 2016, an estimated $10.8M increase.
  • Castle Creek Arbitrage's biggest Q4 2016 reduction was Tesla, cutting an estimated $4.27M.
  • Castle Creek Arbitrage fully exited Arowana Inc. in Q4 2016, selling an estimated $8.87M.
  • Castle Creek Arbitrage's ten largest holdings make up 72% of its $1.05B portfolio in Q4 2016.
  • Castle Creek Arbitrage opened 9 new positions and closed 16 in Q4 2016.
  • Castle Creek Arbitrage's portfolio value rose 7.3% quarter-over-quarter to $1.05B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2016, filed 14 Feb 2017.