Castle Creek Arbitrage’s KLR Energy Acquisition Corp. KLREU Stock Holding History

Castle Creek Arbitrage’s Portfolio KLREU Stock Details KLREU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-399,000	Closed	-$4.19M	–	78
2016 Q3	$4.19M	Hold	399,000	–	–	0.43%	39
2016 Q2	$4.04M	Hold	399,000	–	–	0.33%	49
2016 Q1	$4.01M	Buy	+399,000	New	+$3.99M	0.32%	49

Other funds holding KLREU

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

DCM

Driehaus Capital Management Chicago, Illinois $13.6B AUM 173.98% 1-Year Est. Return

BCM

Basso Capital Management Stamford, Connecticut $163M AUM 21.95% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Castle Creek Arbitrage's KLREU Position: Q4 2016 in Review

Castle Creek Arbitrage sold out of KLR Energy Acquisition Corp. (KLREU) in Q4 2016, closing a stake of 399,000 shares — an estimated $4.19M sold.

Castle Creek Arbitrage first reported a position in KLREU in Q1 2016 and held it in 3 quarters. The position peaked at $4.19M in Q3 2016. 4 funds tracked by Wall St. Rank hold KLREU as of Q4 2016.

Castle Creek Arbitrage reported no remaining KLR Energy Acquisition Corp. position as of Q4 2016 after selling out during the quarter.
Castle Creek Arbitrage sold 399,000 KLR Energy Acquisition Corp. shares in Q4 2016, an estimated $4.19M.
Castle Creek Arbitrage first reported a position in KLR Energy Acquisition Corp. in Q1 2016 and held it in 3 quarters.
Castle Creek Arbitrage's KLR Energy Acquisition Corp. position peaked at $4.19M in Q3 2016.
4 funds tracked by Wall St. Rank held KLR Energy Acquisition Corp. as of Q4 2016.

Based on Castle Creek Arbitrage's 13F filing for Q4 2016, filed 14 Feb 2017.