CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$86.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
101
New
Increased
Reduced
Closed

Top Buys

1
+$22.5M
2
+$12M
3
+$6.03M
4
SEMG.WS
SEMGROUP CORP WT EXP 11/30/2014
SEMG.WS
+$1.59M
5
LEU icon
Centrus Energy
LEU
+$1.13M

Top Sells

1
+$15.7M
2
+$15.6M
3
+$2.5M
4
ROIQ
ROI ACQUISITION CORP II COM STK
ROIQ
+$2.43M
5
KODK.WS
Eastman Kodak Company
KODK.WS
+$1.11M

Sector Composition

1 Materials 0.37%
2 Industrials 0.12%
3 Technology 0.03%
4 Consumer Discretionary 0%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$40M 2.33%
490,400
+147,300
2
$34.3M 2%
411,816
+19,142
3
$22.5M 1.31%
+588,000
4
$15.6M 0.91%
536,700
+16,022
5
$6.54M 0.38%
131,100
+6,100
6
$6.46M 0.38%
650,000
7
$6.16M 0.36%
353,833
+9,501
8
$6.03M 0.35%
+600,000
9
$5.75M 0.34%
231,534
+4,065
10
$4.78M 0.28%
492,480
-7,520
11
$4.63M 0.27%
475,000
12
$3.94M 0.23%
400,000
13
$3.48M 0.2%
77,949
+31
14
$2.95M 0.17%
77,500
-5,300
15
$2.73M 0.16%
71,900
+1,900
16
$2.32M 0.14%
40,200
17
$1.94M 0.11%
198,400
18
$1.13M 0.07%
+110,700
19
$633K 0.04%
5,649
20
$629K 0.04%
+16,882
21
$416K 0.02%
49,130
22
$319K 0.02%
15,646
+4,199
23
– –
0
24
$132K 0.01%
63,945
25
– –
0
1
2