Castle Creek Arbitrage’s Bank of America BAC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-1,015,900	Closed	-$15.6M	–	74
2014 Q2	$15.6M	Sell	1,015,900 -102,460	-9%	-$1.57M	0.99%	26
2014 Q1	$19.2M	Buy	1,118,360 +1,062,860	+1,915%	+$18.3M	1%	23
2013 Q4	$864K	Buy	+55,500	New	+$864K	0.04%	77