CCA
COF.WS

Castle Creek Arbitrage’s Capital One Financial Corp COF.WS Stock Holding History

Castle Creek Arbitrage’s Portfolio COF.WS Stock Details COF.WS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q2 		– Sell
-847,500
Closed -$66.8M – 90
2015
Q1 		$66.8M Buy
847,500
+70,900
+9% +$2.59M 3.39% 12
2014
Q4 		$64.1M Buy
776,600
+286,200
+58% +$11.3M 3.07% 12
2014
Q3 		$40M Buy
490,400
+147,300
+43% +$5.87M 2.33% 13
2014
Q2 		$28.3M Buy
343,100
+328,300
+2,218% +$11.8M 1.79% 17
2014
Q1 		$1.14M Buy
14,800
+7,300
+97% +$237K 0.06% 84
2013
Q4 		$575K Buy
+7,500
New +$232K 0.03% 94

Other funds holding COF.WS

Adage Capital Partners
Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
UCFA
United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return
OTPPB
Ontario Teachers' Pension Plan Board Toronto, Ontario, Canada $3.46B AUM 7.79% 1-Year Est. Return
SFG
Sather Financial Group Victoria, Texas $1.63B AUM 12.6% 1-Year Est. Return
NI
NFC Investments Memphis, Tennessee $359M AUM 11.31% 1-Year Est. Return
SM
Salzhauer Michael $292M AUM 30% 1-Year Est. Return
PCA
PL Capital Advisors Naples, Florida $332M AUM 17.89% 1-Year Est. Return
GCM
Gator Capital Management Tampa, Florida $489M AUM 54.23% 1-Year Est. Return
CCM
Cutler Capital Management Worcester, Massachusetts $370M AUM 15.34% 1-Year Est. Return

Castle Creek Arbitrage's COF.WS Position: Q2 2015 in Review

Castle Creek Arbitrage sold out of Capital One Financial Corp (COF.WS) in Q2 2015, closing a stake of 847,500 shares — an estimated $66.8M sold.

Castle Creek Arbitrage first reported a position in COF.WS in Q4 2013 and held it in 6 quarters. The position peaked at $66.8M in Q1 2015. 19 funds tracked by Wall St. Rank hold COF.WS as of Q2 2015.

  • Castle Creek Arbitrage reported no remaining Capital One Financial Corp position as of Q2 2015 after selling out during the quarter.
  • Castle Creek Arbitrage sold 847,500 Capital One Financial Corp shares in Q2 2015, an estimated $66.8M.
  • Castle Creek Arbitrage first reported a position in Capital One Financial Corp in Q4 2013 and held it in 6 quarters.
  • Castle Creek Arbitrage's Capital One Financial Corp position peaked at $66.8M in Q1 2015.
  • 19 funds tracked by Wall St. Rank held Capital One Financial Corp as of Q2 2015.

Based on Castle Creek Arbitrage's 13F filing for Q2 2015, filed 13 Aug 2015.