Castle Creek Arbitrage’s Atlantic Alliance Partnership Corp AAPC Stock Holding History

Castle Creek Arbitrage’s Portfolio AAPC Stock Details AAPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-200,000	Closed	-$2.1M	–	77
2016 Q3	$2.1M	Sell	200,000 -300,000	-60%	-$3.1M	0.21%	54
2016 Q2	$5.18M	Hold	500,000	–	–	0.43%	40
2016 Q1	$5.21M	Hold	500,000	–	–	0.42%	41
2015 Q4	$5.05M	Hold	500,000	–	–	0.39%	45
2015 Q3	$5.08M	Hold	500,000	–	–	0.4%	48
2015 Q2	$5.09M	Buy	+500,000	New	+$5.11M	0.3%	47

Other funds holding AAPC

BRF

B. Riley Financial Los Angeles, California $456M AUM 896.07% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Castle Creek Arbitrage's AAPC Position: Q4 2016 in Review

Castle Creek Arbitrage sold out of Atlantic Alliance Partnership Corp (AAPC) in Q4 2016, closing a stake of 200,000 shares — an estimated $2.1M sold.

Castle Creek Arbitrage first reported a position in AAPC in Q2 2015 and held it in 6 quarters. The position peaked at $5.21M in Q1 2016. 2 funds tracked by Wall St. Rank hold AAPC as of Q4 2016.

Castle Creek Arbitrage reported no remaining Atlantic Alliance Partnership Corp position as of Q4 2016 after selling out during the quarter.
Castle Creek Arbitrage sold 200,000 Atlantic Alliance Partnership Corp shares in Q4 2016, an estimated $2.1M.
Castle Creek Arbitrage first reported a position in Atlantic Alliance Partnership Corp in Q2 2015 and held it in 6 quarters.
Castle Creek Arbitrage's Atlantic Alliance Partnership Corp position peaked at $5.21M in Q1 2016.
2 funds tracked by Wall St. Rank held Atlantic Alliance Partnership Corp as of Q4 2016.

Based on Castle Creek Arbitrage's 13F filing for Q4 2016, filed 14 Feb 2017.