Castle Creek Arbitrage’s Lindblad Expeditions Holdings Inc. Warrant LINDW Stock Holding History

Castle Creek Arbitrage’s Portfolio LINDW Stock Details LINDW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-55,863	Closed	-$119K	–	69
2016 Q4	$119K	Sell	55,863 -162,600	-74%	-$344K	0.01%	67
2016 Q3	$421K	Sell	218,463 -200	-0.1%	-$400	0.04%	66
2016 Q2	$434K	Hold	218,663	–	–	0.04%	73
2016 Q1	$536K	Hold	218,663	–	–	0.04%	72
2015 Q4	$656K	Hold	218,663	–	–	0.05%	74
2015 Q3	$388K	Buy	+218,663	New	+$389K	0.03%	79

Other funds holding LINDW

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

AIM

Assured Investment Management New York $79.5M AUM 115.55% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

MCM

Marcato Capital Management San Francisco, California $1.2M AUM 91.17% 1-Year Est. Return

Chevy Chase Trust Bethesda, Maryland $34.7B AUM 29.45% 1-Year Est. Return

HCM

Highbridge Capital Management New York $3.09B AUM 31.19% 1-Year Est. Return

GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

PMAM

Picton Mahoney Asset Management Toronto, Ontario, Canada $13.5B AUM 50.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Castle Creek Arbitrage's LINDW Position: Q1 2017 in Review

Castle Creek Arbitrage sold out of Lindblad Expeditions Holdings Inc. Warrant (LINDW) in Q1 2017, closing a stake of 55,863 shares — an estimated $119K sold.

Castle Creek Arbitrage first reported a position in LINDW in Q3 2015 and held it in 6 quarters. The position peaked at $656K in Q4 2015. 10 funds tracked by Wall St. Rank hold LINDW as of Q1 2017.

Castle Creek Arbitrage reported no remaining Lindblad Expeditions Holdings Inc. Warrant position as of Q1 2017 after selling out during the quarter.
Castle Creek Arbitrage sold 55,863 Lindblad Expeditions Holdings Inc. Warrant shares in Q1 2017, an estimated $119K.
Castle Creek Arbitrage first reported a position in Lindblad Expeditions Holdings Inc. Warrant in Q3 2015 and held it in 6 quarters.
Castle Creek Arbitrage's Lindblad Expeditions Holdings Inc. Warrant position peaked at $656K in Q4 2015.
10 funds tracked by Wall St. Rank held Lindblad Expeditions Holdings Inc. Warrant as of Q1 2017.

Based on Castle Creek Arbitrage's 13F filing for Q1 2017, filed 15 May 2017.