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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$425M
AUM Growth
-$381M
Cap. Flow
-$387M
Cap. Flow %
-91.02%
Top 10 Hldgs %
39.38%
Holding
390
New
11
Increased
6
Reduced
75
Closed
124

Top Buys

Rank Stock Value
1
RRAC
Rigel Resource Acquisition Corp.
RRAC
+$9.2M
2
TRIS
Tristar Acquisition I Corp.
TRIS
+$6.49M
3
RENE
Cartesian Growth Corp II
RENE
+$5.6M
4
PLMJ
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
+$4.36M
5
HHLA
HH&L Acquisition Co.
HHLA
+$4.25M

Top Sells

Rank Stock Value
1
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$16.8M
2
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$15.6M
3
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$11.3M
4
PLAO
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
+$11.3M
5
ZING
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
+$9.51M

Sector Composition

Rank Sector Weight
1 Financials 46.44%
2 Industrials 6.6%
3 Technology 3.08%
4 Healthcare 2.41%
5 Materials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGAA
51
DELISTED
Target Global Acquisition I Corp. Class A Ordinary Share
TGAA
$1.16M 0.27%
107,000
– –
HCMA
52
DELISTED
HCM Acquisition Corp Class A Ordinary Shares
HCMA
$1.14M 0.27%
103,832
-300,024
-74% -$3.25M
STI icon
53
Solidion Technology
STI
$56.1M
$1.06M 0.25%
1,959
– –
EAC
54
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
$1.06M 0.25%
97,825
-52,175
-35% -$562K
CETU
55
DELISTED
Cetus Capital Acquisition Corp. Class A Common Stock
CETU
$1.05M 0.25%
100,000
– –
TRTL
56
DELISTED
TortoiseEcofin Acquisition Corp. III
TRTL
$996K 0.23%
95,000
– –
OPA
57
DELISTED
Magnum Opus Acquisition Limited
OPA
$985K 0.23%
92,171
– –
ALSA
58
DELISTED
Alpha Star Acquisition Corp
ALSA
$963K 0.23%
87,750
-12,250
-12% -$133K
IONQ.WS
59
IonQ Inc Warrants
IONQ.WS
$5.32B
$806K 0.19%
133,369
-90,000
-40% -$540K
WESTW
60
DELISTED
Westrock Coffee Company Warrants
WESTW
$804K 0.19%
439,322
– –
RSVRW icon
61
Reservoir Media Inc Warrant
RSVRW
$599K 0.14%
424,750
– –
SDST
62
Stardust Power Inc
SDST
$16.7M
$557K 0.13%
5,146
– –
IPVF
63
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$327K 0.08%
29,394
-2,126
-7% -$23.9K
PSQH.WS icon
64
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$1.08M
$289K 0.07%
210,136
-93,537
-31% -$131K
RNWWW
65
ReNew Energy Global PLC Warrant
RNWWW
$59.3K
$265K 0.06%
344,866
– –
LVWR.WS icon
66
LiveWire Group Warrants
LVWR.WS
$4.58M
$252K 0.06%
753,454
– –
FICV
67
DELISTED
Frontier Investment Corp Class A Ordinary Shares
FICV
$240K 0.06%
22,934
– –
IRRX.WS
68
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$219K 0.05%
900,748
-32,052
-3% -$11.4K
LEV.WS.A
69
DELISTED
The Lion Electric Company Warrants to purchase common shares
LEV.WS.A
$191K 0.04%
350,000
– –
ADSEW icon
70
ADS-TEC Energy Warrant
ADSEW
$6.24M
$183K 0.04%
249,161
-50,519
-17% -$36.5K
LILM
71
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
$168K 0.04%
+235,000
New +$275K
SLND.WS icon
72
Southland Holdings Warrants
SLND.WS
$2.04M
$128K 0.03%
186,692
– –
CVII
73
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$123K 0.03%
11,778
-1,500,011
-99% -$15.6M
AMBI.WS
74
DELISTED
Ambipar Emergency Response Warrants
AMBI.WS
$121K 0.03%
241,570
– –
ASTLW icon
75
Algoma Steel Group Warrant
ASTLW
$387K
$114K 0.03%
93,438
– –
1 2
3
4 5

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GCMG
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AGP
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KI
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MWM
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LBA
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Castle Creek Arbitrage's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Creek Arbitrage held 390 positions worth $425M, down 47% from $806M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Castle Creek Arbitrage withdrew a net $387M in Q3 2023, closing 124 positions and reducing 75 holdings. Its most notable exit was Zapata Computing Holdings Inc. Common Stock, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, up from 46% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Cartesian Growth Corp II worth $5.65M.

  • Castle Creek Arbitrage's largest Q3 2023 buy was Cartesian Growth Corp II: 521,707 shares worth $5.65M.
  • Castle Creek Arbitrage added most to Rigel Resource Acquisition Corp. in Q3 2023, an estimated $9.2M increase.
  • Castle Creek Arbitrage's biggest Q3 2023 reduction was Healthwell Acquisition Corp. I Class A Common Stock, cutting an estimated $16.8M.
  • Castle Creek Arbitrage fully exited Zapata Computing Holdings Inc. Common Stock in Q3 2023, selling an estimated $11.3M.
  • Castle Creek Arbitrage's ten largest holdings make up 39% of its $425M portfolio in Q3 2023.
  • Castle Creek Arbitrage opened 11 new positions and closed 124 in Q3 2023.
  • Castle Creek Arbitrage's portfolio value fell 47% quarter-over-quarter to $425M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2023, filed 14 Nov 2023.