Castle Creek Arbitrage’s The Lion Electric Company Warrants to purchase common shares LEV.WS.A Stock Holding History

Castle Creek Arbitrage’s Portfolio LEV.WS.A Stock Details LEV.WS.A Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-350,000	Closed	-$191K	–	104
2023 Q3	$191K	Hold	350,000	–	–	0.04%	83
2023 Q2	$163K	Hold	350,000	–	–	0.02%	149
2023 Q1	$210K	Sell	350,000 -125,000	-26%	-$99.8K	0.02%	173
2022 Q4	$325K	Buy	+475,000	New	+$275K	0.03%	222

Other funds holding LEV.WS.A

PCOC

Power Corp of Canada Montreal, Quebec, Canada $745M AUM 22.7% 1-Year Est. Return

Aristeia Capital Greenwich, Connecticut $4.82B AUM 24.94% 1-Year Est. Return

HCM

Highbridge Capital Management New York $3.09B AUM 31.19% 1-Year Est. Return

BRF

B. Riley Financial Los Angeles, California $456M AUM 896.07% 1-Year Est. Return

Point72 Asset Management Stamford, Connecticut $78.1B AUM 55.25% 1-Year Est. Return

Vestcor Inc Fredericton, New Brunswick, Canada $3.63B AUM 21.49% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Skaana Management Brooklyn, New York $296M AUM 65.1% 1-Year Est. Return

PFM

Privium Fund Management Amsterdam, Netherlands $480M AUM 77.45% 1-Year Est. Return

WAM

Warberg Asset Management Winnetka, Illinois $600M AUM 23.37% 1-Year Est. Return

Castle Creek Arbitrage's LEV.WS.A Position: Q4 2023 in Review

Castle Creek Arbitrage sold out of The Lion Electric Company Warrants to purchase common shares (LEV.WS.A) in Q4 2023, closing a stake of 350,000 shares — an estimated $191K sold.

Castle Creek Arbitrage first reported a position in LEV.WS.A in Q4 2022 and held it in 4 quarters. The position peaked at $325K in Q4 2022. 12 funds tracked by Wall St. Rank hold LEV.WS.A as of Q4 2023.

Castle Creek Arbitrage reported no remaining The Lion Electric Company Warrants to purchase common shares position as of Q4 2023 after selling out during the quarter.
Castle Creek Arbitrage sold 350,000 The Lion Electric Company Warrants to purchase common shares shares in Q4 2023, an estimated $191K.
Castle Creek Arbitrage first reported a position in The Lion Electric Company Warrants to purchase common shares in Q4 2022 and held it in 4 quarters.
Castle Creek Arbitrage's The Lion Electric Company Warrants to purchase common shares position peaked at $325K in Q4 2022.
12 funds tracked by Wall St. Rank held The Lion Electric Company Warrants to purchase common shares as of Q4 2023.

Based on Castle Creek Arbitrage's 13F filing for Q4 2023.