Castle Creek Arbitrage’s Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 BURU.WS Stock Holding History

Castle Creek Arbitrage’s Portfolio BURU.WS Stock Details BURU.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-975,896	Closed	-$19K	–	209
2023 Q3	$19K	Hold	975,896	–	–	﹤0.01%	137
2023 Q2	$45.4K	Hold	975,896	–	–	0.01%	187
2023 Q1	$50.4K	Hold	975,896	–	–	0.01%	226
2022 Q4	$61.3K	Hold	975,896	–	–	0.01%	265
2022 Q3	$64K	Hold	975,896	–	–	﹤0.01%	424
2022 Q2	$80K	Sell	975,896 -20,000	-2%	-$2.92K	﹤0.01%	418
2022 Q1	$169K	Hold	995,896	–	–	0.01%	431
2021 Q4	$518K	Hold	995,896	–	–	0.03%	367
2021 Q3	$568K	Hold	995,896	–	–	0.03%	314
2021 Q2	$1.34M	Hold	995,896	–	–	0.08%	263
2021 Q1	$1.02M	Hold	995,896	–	–	0.06%	268
2020 Q4	$1.39M	Buy	+995,896	New	+$1.04M	0.08%	152

Other funds holding BURU.WS

Caption Management Oklahoma City, Oklahoma $17.1B AUM 70.99% 1-Year Est. Return

LMR Partners London, United Kingdom $45.4B AUM 60.68% 1-Year Est. Return

Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return

Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return

Castle Creek Arbitrage's BURU.WS Position: Q4 2023 in Review

Castle Creek Arbitrage sold out of Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 (BURU.WS) in Q4 2023, closing a stake of 975,896 shares — an estimated $19K sold.

Castle Creek Arbitrage first reported a position in BURU.WS in Q4 2020 and held it in 12 quarters. The position peaked at $1.39M in Q4 2020. 5 funds tracked by Wall St. Rank hold BURU.WS as of Q4 2023.

Castle Creek Arbitrage reported no remaining Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 position as of Q4 2023 after selling out during the quarter.
Castle Creek Arbitrage sold 975,896 Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 shares in Q4 2023, an estimated $19K.
Castle Creek Arbitrage first reported a position in Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 in Q4 2020 and held it in 12 quarters.
Castle Creek Arbitrage's Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 position peaked at $1.39M in Q4 2020.
5 funds tracked by Wall St. Rank held Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 as of Q4 2023.

Based on Castle Creek Arbitrage's 13F filing for Q4 2023.