Castle Creek Arbitrage’s ESS Tech Inc Warrant GWH.WS Stock Holding History

Castle Creek Arbitrage’s Portfolio GWH.WS Stock Details GWH.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-412,019	Closed	-$74K	–	21
2023 Q3	$74K	Sell	412,019 -1,100	-0.3%	-$187	0.02%	98
2023 Q2	$96.9K	Hold	413,119	–	–	0.01%	161
2023 Q1	$91.4K	Hold	413,119	–	–	0.01%	201
2022 Q4	$111K	Hold	413,119	–	–	0.01%	248
2022 Q3	$295K	Hold	413,119	–	–	0.02%	363
2022 Q2	$142K	Hold	413,119	–	–	0.01%	394
2022 Q1	$442K	Hold	413,119	–	–	0.02%	371
2021 Q4	$1.02M	Buy	+413,119	New	+$1.46M	0.05%	302

Other funds holding GWH.WS

CVI Holdings Wilmington, Delaware $116M AUM 5.68% 1-Year Est. Return

LMR Partners London, United Kingdom $10.9B AUM 60.68% 1-Year Est. Return

Saba Capital Management New York $3.12B AUM 13% 1-Year Est. Return

Vestcor Inc Fredericton, New Brunswick, Canada $3.63B AUM 21.49% 1-Year Est. Return

Jane Street New York $93.1B AUM 61.18% 1-Year Est. Return

Greenhouse Wealth Management Westport, Connecticut $162M AUM 19.94% 1-Year Est. Return

Wolverine Asset Management Chicago, Illinois $6.41B AUM 4.78% 1-Year Est. Return

KIM LLC Wichita, Kansas $678M AUM 0.91% 1-Year Est. Return

Marathon Trading Investment Management Radnor, Pennsylvania $337M AUM 21.97% 1-Year Est. Return

HRT Financial New York $26B AUM 58.22% 1-Year Est. Return