Castle Creek Arbitrage’s Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant GRAF.U Stock Holding History

Castle Creek Arbitrage’s Portfolio GRAF.U Stock Details GRAF.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-573,000	Closed	-$6.1M	–	137
2019 Q4	$6.1M	Hold	573,000	–	–	1.4%	20
2019 Q3	$5.9M	Hold	573,000	–	–	1.49%	17
2019 Q2	$5.87M	Hold	573,000	–	–	1.53%	14
2019 Q1	$5.8M	Hold	573,000	–	–	1.7%	9
2018 Q4	$5.73M	Buy	+573,000	New	+$5.73M	1.97%	8

Other funds holding GRAF.U

PMAM

Picton Mahoney Asset Management Toronto, Ontario, Canada $13.5B AUM 51.47% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $351M AUM 21.8% 1-Year Est. Return

AGC

Angelo Gordon & Co New York $1.06B AUM 47.95% 1-Year Est. Return

Walleye Trading New York $87.6B AUM 68.17% 1-Year Est. Return

Gabelli Funds Rye, New York $15.7B AUM 36.4% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $514M AUM 29.58% 1-Year Est. Return

GCL

Glazer Capital LLC New York $4.71B AUM 81.93% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Castle Creek Arbitrage's GRAF.U Position: Q1 2020 in Review

Castle Creek Arbitrage sold out of Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant (GRAF.U) in Q1 2020, closing a stake of 573,000 shares — an estimated $6.1M sold.

Castle Creek Arbitrage first reported a position in GRAF.U in Q4 2018 and held it in 5 quarters. The position peaked at $6.1M in Q4 2019. 11 funds tracked by Wall St. Rank hold GRAF.U as of Q1 2020.

Castle Creek Arbitrage reported no remaining Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant position as of Q1 2020 after selling out during the quarter.
Castle Creek Arbitrage sold 573,000 Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant shares in Q1 2020, an estimated $6.1M.
Castle Creek Arbitrage first reported a position in Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant in Q4 2018 and held it in 5 quarters.
Castle Creek Arbitrage's Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant position peaked at $6.1M in Q4 2019.
11 funds tracked by Wall St. Rank held Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant as of Q1 2020.

Based on Castle Creek Arbitrage's 13F filing for Q1 2020, filed 21 Apr 2020.