Rivernorth Capital Management’s Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant GRAF.U Stock Holding History

Rivernorth Capital Management’s Portfolio GRAF.U Stock Details GRAF.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-284,380	Closed	-$2.97M	–	318
2020 Q1	$2.97M	Sell	284,380 -15,620	-5%	-$163K	0.2%	114
2019 Q4	$3.19M	Hold	300,000	–	–	0.19%	96
2019 Q3	$3.09K	Hold	300,000	–	–	0.01%	120
2019 Q2	$3.09K	Hold	300,000	–	–	0.13%	101
2019 Q1	$3.04M	Hold	300,000	–	–	0.2%	100
2018 Q4	$3M	Buy	+300,000	New	+$3M	0.18%	123

Other funds holding GRAF.U

Gabelli Funds Rye, New York $15.7B AUM 36.4% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Rivernorth Capital Management's GRAF.U Position: Q2 2020 in Review

Rivernorth Capital Management sold out of Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant (GRAF.U) in Q2 2020, closing a stake of 284,380 shares — an estimated $2.97M sold.

Rivernorth Capital Management first reported a position in GRAF.U in Q4 2018 and held it in 6 quarters. The position peaked at $3.19M in Q4 2019. 3 funds tracked by Wall St. Rank hold GRAF.U as of Q2 2020.

Rivernorth Capital Management reported no remaining Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant position as of Q2 2020 after selling out during the quarter.
Rivernorth Capital Management sold 284,380 Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant shares in Q2 2020, an estimated $2.97M.
Rivernorth Capital Management first reported a position in Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant in Q4 2018 and held it in 6 quarters.
Rivernorth Capital Management's Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant position peaked at $3.19M in Q4 2019.
3 funds tracked by Wall St. Rank held Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant as of Q2 2020.

Based on Rivernorth Capital Management's 13F filing for Q2 2020, filed 14 Aug 2020.