Castle Creek Arbitrage’s FinTech Acquisition Corp. III Unit FTACU Stock Holding History

Castle Creek Arbitrage’s Portfolio FTACU Stock Details FTACU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-120,000	Closed	-$1.5M	–	229
2020 Q2	$1.5M	Hold	120,000	–	–	0.13%	95
2020 Q1	$1.23M	Hold	120,000	–	–	0.2%	81
2019 Q4	$1.3M	Hold	120,000	–	–	0.3%	61
2019 Q3	$1.28M	Hold	120,000	–	–	0.32%	55
2019 Q2	$1.28M	Hold	120,000	–	–	0.33%	51
2019 Q1	$1.22M	Hold	120,000	–	–	0.36%	50
2018 Q4	$1.2M	Buy	+120,000	New	+$1.2M	0.41%	44

Other funds holding FTACU

NCM

Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return

Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

LIM

Longfellow Investment Management Boston, Massachusetts $480M AUM 8% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

FIA

FNY Investment Advisers New York $278M AUM 98.95% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Castle Creek Arbitrage's FTACU Position: Q3 2020 in Review

Castle Creek Arbitrage sold out of FinTech Acquisition Corp. III Unit (FTACU) in Q3 2020, closing a stake of 120,000 shares — an estimated $1.5M sold.

Castle Creek Arbitrage first reported a position in FTACU in Q4 2018 and held it in 7 quarters. The position peaked at $1.5M in Q2 2020. 9 funds tracked by Wall St. Rank hold FTACU as of Q3 2020.

Castle Creek Arbitrage reported no remaining FinTech Acquisition Corp. III Unit position as of Q3 2020 after selling out during the quarter.
Castle Creek Arbitrage sold 120,000 FinTech Acquisition Corp. III Unit shares in Q3 2020, an estimated $1.5M.
Castle Creek Arbitrage first reported a position in FinTech Acquisition Corp. III Unit in Q4 2018 and held it in 7 quarters.
Castle Creek Arbitrage's FinTech Acquisition Corp. III Unit position peaked at $1.5M in Q2 2020.
9 funds tracked by Wall St. Rank held FinTech Acquisition Corp. III Unit as of Q3 2020.

Based on Castle Creek Arbitrage's 13F filing for Q3 2020, filed 20 Oct 2020.