Castle Creek Arbitrage’s Hennessy Capital Acquisition Corp. IV Unit HCACU Stock Holding History

Castle Creek Arbitrage’s Portfolio HCACU Stock Details HCACU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-275,000	Closed	-$3.16M	–	223
2020 Q2	$3.16M	Hold	275,000	–	–	0.27%	74
2020 Q1	$2.8M	Sell	275,000 -125,000	-31%	-$1.34M	0.45%	58
2019 Q4	$4.32M	Hold	400,000	–	–	0.99%	31
2019 Q3	$4.22M	Hold	400,000	–	–	1.06%	25
2019 Q2	$4.15M	Hold	400,000	–	–	1.08%	24
2019 Q1	$4.03M	Buy	+400,000	New	+$4.02M	1.18%	20

Other funds holding HCACU

LIM

Longfellow Investment Management Boston, Massachusetts $480M AUM 8% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Castle Creek Arbitrage's HCACU Position: Q3 2020 in Review

Castle Creek Arbitrage sold out of Hennessy Capital Acquisition Corp. IV Unit (HCACU) in Q3 2020, closing a stake of 275,000 shares — an estimated $3.16M sold.

Castle Creek Arbitrage first reported a position in HCACU in Q1 2019 and held it in 6 quarters. The position peaked at $4.32M in Q4 2019. 5 funds tracked by Wall St. Rank hold HCACU as of Q3 2020.

Castle Creek Arbitrage reported no remaining Hennessy Capital Acquisition Corp. IV Unit position as of Q3 2020 after selling out during the quarter.
Castle Creek Arbitrage sold 275,000 Hennessy Capital Acquisition Corp. IV Unit shares in Q3 2020, an estimated $3.16M.
Castle Creek Arbitrage first reported a position in Hennessy Capital Acquisition Corp. IV Unit in Q1 2019 and held it in 6 quarters.
Castle Creek Arbitrage's Hennessy Capital Acquisition Corp. IV Unit position peaked at $4.32M in Q4 2019.
5 funds tracked by Wall St. Rank held Hennessy Capital Acquisition Corp. IV Unit as of Q3 2020.

Based on Castle Creek Arbitrage's 13F filing for Q3 2020, filed 20 Oct 2020.