We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$425M
AUM Growth
-$381M
Cap. Flow
-$387M
Cap. Flow %
-91.02%
Top 10 Hldgs %
39.38%
Holding
390
New
11
Increased
6
Reduced
75
Closed
124

Top Buys

Rank Stock Value
1
RRAC
Rigel Resource Acquisition Corp.
RRAC
+$9.2M
2
TRIS
Tristar Acquisition I Corp.
TRIS
+$6.49M
3
RENE
Cartesian Growth Corp II
RENE
+$5.6M
4
PLMJ
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
+$4.36M
5
HHLA
HH&L Acquisition Co.
HHLA
+$4.25M

Top Sells

Rank Stock Value
1
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$16.8M
2
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$15.6M
3
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$11.3M
4
PLAO
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
+$11.3M
5
ZING
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
+$9.51M

Sector Composition

Rank Sector Weight
1 Financials 46.44%
2 Industrials 6.6%
3 Technology 3.08%
4 Healthcare 2.41%
5 Materials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOGNW
201
DELISTED
Nogin, Inc. Warrant
NOGNW
$3.8K ﹤0.01%
200,000
– –
OSI.WS
202
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$3.77K ﹤0.01%
124,999
– –
IFIN.WS
203
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
$3.77K ﹤0.01%
100,000
– –
KRNLW
204
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$3.75K ﹤0.01%
63,052
– –
GSMGW
205
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$3.68K ﹤0.01%
400,000
– –
MRT.WS
206
DELISTED
Marti Technologies, Inc. Warrants, each whole warrant exercisable for one class A ordinary share at an exercise price of $11.50
MRT.WS
$3.57K ﹤0.01%
+172,600
New +$10.1K
LFLYW
207
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$3.53K ﹤0.01%
100,933
– –
SHAP.WS
208
DELISTED
Spree Acquisition Corp. 1 Limited Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SHAP.WS
$3.43K ﹤0.01%
117,424
– –
ROSS.WS
209
DELISTED
Ross Acquisition Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
ROSS.WS
$3.25K ﹤0.01%
29,122
-4,210
-13% -$554
HCMAW
210
DELISTED
HCM Acquisition Corp Warrant
HCMAW
$3.12K ﹤0.01%
181,549
– –
TMPOW
211
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$3.1K ﹤0.01%
442,567
– –
HOFVW
212
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$3.06K ﹤0.01%
120,619
– –
EACPW
213
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$3K ﹤0.01%
149,999
– –
SMXWW
214
SMX (Security Matters) Public Ltd Warrant
SMXWW
$1.14M
$2.9K ﹤0.01%
200,000
– –
BLUA.WS
215
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$2.82K ﹤0.01%
58,332
– –
CETUW
216
DELISTED
Cetus Capital Acquisition Corp. Warrant
CETUW
$2.8K ﹤0.01%
100,000
– –
AGILW
217
DELISTED
AgileThought Inc Warrant
AGILW
$2.7K ﹤0.01%
380,000
– –
BROGW
218
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$2.64K ﹤0.01%
149,850
– –
OPTXW icon
219
Syntec Optics Holdings Warrant
OPTXW
$15.5M
$2.61K ﹤0.01%
55,784
– –
HAIAW
220
DELISTED
Healthcare AI Acquisition Corp. Warrants
HAIAW
$2.6K ﹤0.01%
59,000
– –
REE
221
DELISTED
REE Automotive
REE
$2.53K ﹤0.01%
575
– –
DFNSW
222
T3 Defense Inc Warrants
DFNSW
$397K
$2.44K ﹤0.01%
34,122
-66,822
-66% -$4.08K
NFNT.WS
223
DELISTED
Infinite Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
NFNT.WS
$2.34K ﹤0.01%
62,499
– –
PMGMW
224
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$2.25K ﹤0.01%
47,541
-20,398
-30% -$1.14K
RBT.WS
225
DELISTED
Rubicon Technologies, Inc. Warrants, each warrant is exercisable for 1/8th of a share of Class A Common Stock at an exercise price of $92.00r share
RBT.WS
$2.22K ﹤0.01%
138,503
– –
7 8
9
10 11

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Creek Arbitrage held 390 positions worth $425M, down 47% from $806M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Castle Creek Arbitrage withdrew a net $387M in Q3 2023, closing 124 positions and reducing 75 holdings. Its most notable exit was Zapata Computing Holdings Inc. Common Stock, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, up from 46% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Cartesian Growth Corp II worth $5.65M.

  • Castle Creek Arbitrage's largest Q3 2023 buy was Cartesian Growth Corp II: 521,707 shares worth $5.65M.
  • Castle Creek Arbitrage added most to Rigel Resource Acquisition Corp. in Q3 2023, an estimated $9.2M increase.
  • Castle Creek Arbitrage's biggest Q3 2023 reduction was Healthwell Acquisition Corp. I Class A Common Stock, cutting an estimated $16.8M.
  • Castle Creek Arbitrage fully exited Zapata Computing Holdings Inc. Common Stock in Q3 2023, selling an estimated $11.3M.
  • Castle Creek Arbitrage's ten largest holdings make up 39% of its $425M portfolio in Q3 2023.
  • Castle Creek Arbitrage opened 11 new positions and closed 124 in Q3 2023.
  • Castle Creek Arbitrage's portfolio value fell 47% quarter-over-quarter to $425M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2023, filed 14 Nov 2023.