Castle Creek Arbitrage’s T3 Defense Inc Warrants DFNSW Stock Holding History

Castle Creek Arbitrage’s Portfolio DFNSW Stock Details DFNSW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-34,122	Closed	-$2.44K	–	40
2023 Q3	$2.44K	Sell	34,122 -66,822	-66%	-$4.08K	﹤0.01%	236
2023 Q2	$1.82K	Hold	100,944	–	–	﹤0.01%	368
2023 Q1	$2.29K	Hold	100,944	–	–	﹤0.01%	444
2022 Q4	$1.77K	Hold	100,944	–	–	﹤0.01%	487
2022 Q3	$5K	Hold	100,944	–	–	﹤0.01%	594
2022 Q2	$4K	Hold	100,944	–	–	﹤0.01%	638
2022 Q1	$14K	Buy	+100,944	New	+$13.1K	﹤0.01%	636
2020 Q4	–	Sell	-151,487	Closed	-$27K	–	300
2020 Q3	$27K	Buy	+151,487	New	+$27.8K	﹤0.01%	179

Other funds holding DFNSW

Clear Street New York $24.6B AUM 56.26% 1-Year Est. Return

Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return

PFM

Privium Fund Management Amsterdam, Netherlands $480M AUM 77.45% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Skaana Management Brooklyn, New York $296M AUM 65.1% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Castle Creek Arbitrage's DFNSW Position: Q4 2023 in Review

Castle Creek Arbitrage sold out of T3 Defense Inc Warrants (DFNSW) in Q4 2023, closing a stake of 34,122 shares — an estimated $2.44K sold.

Castle Creek Arbitrage first reported a position in DFNSW in Q3 2020 and held it in 8 quarters. The position peaked at $27K in Q3 2020. 12 funds tracked by Wall St. Rank hold DFNSW as of Q4 2023.

Castle Creek Arbitrage reported no remaining T3 Defense Inc Warrants position as of Q4 2023 after selling out during the quarter.
Castle Creek Arbitrage sold 34,122 T3 Defense Inc Warrants shares in Q4 2023, an estimated $2.44K.
Castle Creek Arbitrage first reported a position in T3 Defense Inc Warrants in Q3 2020 and held it in 8 quarters.
Castle Creek Arbitrage's T3 Defense Inc Warrants position peaked at $27K in Q3 2020.
12 funds tracked by Wall St. Rank held T3 Defense Inc Warrants as of Q4 2023.

Based on Castle Creek Arbitrage's 13F filing for Q4 2023.