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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$425M
AUM Growth
-$381M
Cap. Flow
-$387M
Cap. Flow %
-91.02%
Top 10 Hldgs %
39.38%
Holding
390
New
11
Increased
6
Reduced
75
Closed
124

Top Buys

Rank Stock Value
1
RRAC
Rigel Resource Acquisition Corp.
RRAC
+$9.2M
2
TRIS
Tristar Acquisition I Corp.
TRIS
+$6.49M
3
RENE
Cartesian Growth Corp II
RENE
+$5.6M
4
PLMJ
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
+$4.36M
5
HHLA
HH&L Acquisition Co.
HHLA
+$4.25M

Top Sells

Rank Stock Value
1
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$16.8M
2
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$15.6M
3
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$11.3M
4
PLAO
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
+$11.3M
5
ZING
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
+$9.51M

Sector Composition

Rank Sector Weight
1 Financials 46.44%
2 Industrials 6.6%
3 Technology 3.08%
4 Healthcare 2.41%
5 Materials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSLMW
226
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$2.1K ﹤0.01%
60,000
– –
CLNNW
227
DELISTED
Clene Inc Warrant
CLNNW
$1.86K ﹤0.01%
33,876
– –
FAZEW
228
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$1.84K ﹤0.01%
108,715
– –
CLVRW
229
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$1.79K ﹤0.01%
84,333
– –
HIPO.WS
230
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$1.76K ﹤0.01%
65,362
– –
ISPOW
231
DELISTED
Inspirato Inc Warrant
ISPOW
$1.68K ﹤0.01%
53,795
-6,755
-11% -$297
VWEWW
232
DELISTED
Vintage Wine Estates, Inc. Warrants
VWEWW
$1.56K ﹤0.01%
100,000
– –
IRAAW
233
DELISTED
Iris Acquisition Corp Warrant
IRAAW
$1.55K ﹤0.01%
38,818
-154,978
-80% -$5.83K
BNAIW
234
Brand Engagement Network Warrant
BNAIW
$2.26M
$1.5K ﹤0.01%
18,790
-200,000
-91% -$10.2K
PLAOW
235
DELISTED
Patria Latin American Opportunity Acquisition Corp. Warrant
PLAOW
$1.5K ﹤0.01%
24,999
-100,000
-80% -$8.7K
STIXW
236
DELISTED
Semantix, Inc. Warrant
STIXW
$1.26K ﹤0.01%
24,999
– –
VSEEW
237
VSee Health Warrant
VSEEW
$248K
$1.04K ﹤0.01%
47,050
– –
SKIL.WS
238
DELISTED
Skillsoft Corp. Warrants, each whole warrant is exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SKIL.WS
$1.02K ﹤0.01%
50,000
-50,000
-50% -$2.46K
APCA.WS
239
DELISTED
AP Acquisition Corp Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
APCA.WS
$996 ﹤0.01%
19,918
-39,800
-67% -$2.04K
ALSAW
240
DELISTED
Alpha Star Acquisition Corp Warrants
ALSAW
$880 ﹤0.01%
100,000
– –
SRZNW icon
241
Surrozen Inc Warrant
SRZNW
$49.5K
$856 ﹤0.01%
18,090
– –
XOSWW
242
Xos Inc Warrants
XOSWW
$17.8K
$817 ﹤0.01%
33,333
– –
CCTSW
243
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$627 ﹤0.01%
24,999
– –
RDZNW icon
244
Roadzen Inc Warrants
RDZNW
$6.91M
$605 ﹤0.01%
16,000
-184,000
-92% -$15.3K
EQRXW
245
DELISTED
EQRx, Inc. Warrant
EQRXW
$598 ﹤0.01%
13,321
– –
CSTA.WS
246
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$533 ﹤0.01%
19,798
– –
LFACW
247
DELISTED
LF Capital Acquisition Corp. II Warrants
LFACW
$525 ﹤0.01%
175,000
– –
SHCRW
248
DELISTED
Sharecare, Inc. Warrant
SHCRW
$507 ﹤0.01%
17,008
-50,391
-75% -$3.77K
BRD.WS
249
DELISTED
Beard Energy Transition Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
BRD.WS
$446 ﹤0.01%
17,499
– –
SFRWW
250
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$395 ﹤0.01%
31,601
– –
8 9
10
11 12

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AGP
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Castle Creek Arbitrage's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Creek Arbitrage held 390 positions worth $425M, down 47% from $806M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Castle Creek Arbitrage withdrew a net $387M in Q3 2023, closing 124 positions and reducing 75 holdings. Its most notable exit was Zapata Computing Holdings Inc. Common Stock, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, up from 46% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Cartesian Growth Corp II worth $5.65M.

  • Castle Creek Arbitrage's largest Q3 2023 buy was Cartesian Growth Corp II: 521,707 shares worth $5.65M.
  • Castle Creek Arbitrage added most to Rigel Resource Acquisition Corp. in Q3 2023, an estimated $9.2M increase.
  • Castle Creek Arbitrage's biggest Q3 2023 reduction was Healthwell Acquisition Corp. I Class A Common Stock, cutting an estimated $16.8M.
  • Castle Creek Arbitrage fully exited Zapata Computing Holdings Inc. Common Stock in Q3 2023, selling an estimated $11.3M.
  • Castle Creek Arbitrage's ten largest holdings make up 39% of its $425M portfolio in Q3 2023.
  • Castle Creek Arbitrage opened 11 new positions and closed 124 in Q3 2023.
  • Castle Creek Arbitrage's portfolio value fell 47% quarter-over-quarter to $425M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2023, filed 14 Nov 2023.