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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$425M
AUM Growth
-$381M
Cap. Flow
-$387M
Cap. Flow %
-91.02%
Top 10 Hldgs %
39.38%
Holding
390
New
11
Increased
6
Reduced
75
Closed
124

Top Buys

Rank Stock Value
1
RRAC
Rigel Resource Acquisition Corp.
RRAC
+$9.2M
2
TRIS
Tristar Acquisition I Corp.
TRIS
+$6.49M
3
RENE
Cartesian Growth Corp II
RENE
+$5.6M
4
PLMJ
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
+$4.36M
5
HHLA
HH&L Acquisition Co.
HHLA
+$4.25M

Top Sells

Rank Stock Value
1
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$16.8M
2
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$15.6M
3
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$11.3M
4
PLAO
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
+$11.3M
5
ZING
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
+$9.51M

Sector Composition

Rank Sector Weight
1 Financials 46.44%
2 Industrials 6.6%
3 Technology 3.08%
4 Healthcare 2.41%
5 Materials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIRJW
276
AirJoule Technologies Warrant
AIRJW
$62M
– –
-43,026
Closed -$2.77K
FLDDW
277
Fold Holdings Warrant
FLDDW
$1.3M
– –
-281,928
Closed -$16.9K
FLD
278
Fold Holdings
FLD
$22.9M
– –
-642,570
Closed -$6.65M
CURR
279
Currenc Group
CURR
$364M
– –
-582,724
Closed -$6.28M
GBBKR
280
DELISTED
Global Blockchain Acquisition Corp. Right
GBBKR
– –
-375,000
Closed -$41.3K
GBBK
281
DELISTED
Global Blockchain Acquisition Corp. Common Stock
GBBK
– –
-375,000
Closed -$3.92M
PLAO
282
DELISTED
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
– –
-1,054,405
Closed -$11.3M
VMCA
283
DELISTED
Valuence Merger Corp. I Class A Ordinary Shares
VMCA
– –
-250,000
Closed -$2.68M
GODNR
284
DELISTED
Golden Star Acquisition Corporation Rights
GODNR
– –
-246,320
Closed -$54.2K
GODN
285
DELISTED
Golden Star Acquisition Corporation Ordinary Shares
GODN
– –
-371,320
Closed -$3.78M
CITEW
286
DELISTED
Cartica Acquisition Corp Warrant
CITEW
– –
-100,000
Closed -$4.6K
LATG
287
DELISTED
Chenghe Acquisition I Co. Class A Ordinary Shares
LATG
– –
-482,000
Closed -$5.15M
CFFS
288
DELISTED
CF Acquisition Corp. VII Class A Common Stock
CFFS
– –
-256,625
Closed -$2.72M
CFFSW
289
DELISTED
CF Acquisition Corp. VII Warrant
CFFSW
– –
-50,000
Closed -$7.18K
MITA
290
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
– –
-300,852
Closed -$3.14M
BOCN
291
DELISTED
Blue Ocean Acquisition Corp Class A Ordinary Shares
BOCN
– –
-693,504
Closed -$7.33M
APXI
292
DELISTED
APx Acquisition Corp. I Class A Ordinary Share
APXI
– –
-491,070
Closed -$5.27M
PFTA
293
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
– –
-152,330
Closed -$1.58M
DPCSW
294
DELISTED
DP Cap Acquisition Corp I Warrants
DPCSW
– –
-25,000
Closed -$1.02K
FNVT
295
DELISTED
Finnovate Acquisition Corp. Class A Ordinary Shares
FNVT
– –
-178,044
Closed -$1.89M
FRLAW
296
DELISTED
Fortune Rise Acquisition Corporation Warrant
FRLAW
– –
-50,000
Closed -$2.62K
MCAA
297
DELISTED
Mountain & Co. I Acquisition Corp. Class A Ordinary Shares
MCAA
– –
-423,450
Closed -$4.61M
RRAC.WS
298
DELISTED
Rigel Resource Acquisition Corp Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
RRAC.WS
– –
-25,000
Closed -$2.6K
ONYXW
299
DELISTED
Onyx Acquisition Co. I Warrant
ONYXW
– –
-100,000
Closed -$4.92K
ZPTA
300
DELISTED
Zapata Computing Holdings Inc. Common Stock
ZPTA
– –
-1,066,182
Closed -$11.3M
10 11
12
13 14

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PC
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GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Creek Arbitrage held 390 positions worth $425M, down 47% from $806M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Castle Creek Arbitrage withdrew a net $387M in Q3 2023, closing 124 positions and reducing 75 holdings. Its most notable exit was Zapata Computing Holdings Inc. Common Stock, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, up from 46% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Cartesian Growth Corp II worth $5.65M.

  • Castle Creek Arbitrage's largest Q3 2023 buy was Cartesian Growth Corp II: 521,707 shares worth $5.65M.
  • Castle Creek Arbitrage added most to Rigel Resource Acquisition Corp. in Q3 2023, an estimated $9.2M increase.
  • Castle Creek Arbitrage's biggest Q3 2023 reduction was Healthwell Acquisition Corp. I Class A Common Stock, cutting an estimated $16.8M.
  • Castle Creek Arbitrage fully exited Zapata Computing Holdings Inc. Common Stock in Q3 2023, selling an estimated $11.3M.
  • Castle Creek Arbitrage's ten largest holdings make up 39% of its $425M portfolio in Q3 2023.
  • Castle Creek Arbitrage opened 11 new positions and closed 124 in Q3 2023.
  • Castle Creek Arbitrage's portfolio value fell 47% quarter-over-quarter to $425M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2023, filed 14 Nov 2023.