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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$425M
AUM Growth
-$381M
Cap. Flow
-$387M
Cap. Flow %
-91.02%
Top 10 Hldgs %
39.38%
Holding
390
New
11
Increased
6
Reduced
75
Closed
124

Top Buys

Rank Stock Value
1
RRAC
Rigel Resource Acquisition Corp.
RRAC
+$9.2M
2
TRIS
Tristar Acquisition I Corp.
TRIS
+$6.49M
3
RENE
Cartesian Growth Corp II
RENE
+$5.6M
4
PLMJ
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
+$4.36M
5
HHLA
HH&L Acquisition Co.
HHLA
+$4.25M

Top Sells

Rank Stock Value
1
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$16.8M
2
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$15.6M
3
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$11.3M
4
PLAO
Patria Latin American Opportunity Acquisition Corp. Class A Ordinary Shares
PLAO
+$11.3M
5
ZING
FTAC Zeus Acquisition Corp. Class A Common Stock
ZING
+$9.51M

Sector Composition

Rank Sector Weight
1 Financials 46.44%
2 Industrials 6.6%
3 Technology 3.08%
4 Healthcare 2.41%
5 Materials 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSSEL
251
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Warrant
CSSEL
$318 ﹤0.01%
27,627
– –
SWVLW icon
252
Swvl Holdings Corp Warrant
SWVLW
$181 ﹤0.01%
20,805
– –
ACHR.WS icon
253
Archer Aviation Redeemable Warrants
ACHR.WS
$21.5M
– –
-71,224
Closed -$59.5K
AISPW
254
Airship AI Holdings Warrants
AISPW
$15.6M
– –
-68,619
Closed -$11.5K
ALCYU
255
DELISTED
Alchemy Investments Acquisition Corp 1 Units
ALCYU
– –
-387,548
Closed -$3.96M
AMCI
256
AMC Robotics
AMCI
$111M
– –
-225,000
Closed -$2.33M
BAERW icon
257
Bridger Aerospace Warrant
BAERW
– –
-260,118
Closed -$59K
BUJAU
258
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Unit
BUJAU
– –
-100,000
Closed -$1.02M
CDIOW icon
259
Cardio Diagnostics Holdings Inc Warrant
CDIOW
$762K
– –
-11,710
Closed -$1.89K
CMPOW
260
DELISTED
CompoSecure Inc Warrant
CMPOW
– –
-79,500
Closed -$87.5K
COCHW icon
261
Envoy Medical Warrant
COCHW
$536K
– –
-97,960
Closed -$4.58K
CRGO icon
262
Freightos
CRGO
$65.1M
– –
-50,000
Closed -$172K
DMYY
263
DELISTED
dMY Squared
DMYY
– –
-300,000
Closed -$3.08M
HSPO
264
DELISTED
Horizon Space Acquisition I Corp
HSPO
– –
-523,680
Closed -$5.44M
ISRL
265
DELISTED
Israel Acquisitions Corp
ISRL
– –
-50,000
Closed -$520K
MVSTW
266
DELISTED
Microvast Holdings Warrants
MVSTW
– –
-54,704
Closed -$11.7K
PSFE.WS
267
DELISTED
Paysafe Ltd Warrants
PSFE.WS
– –
-13,148
Closed -$602
PSQH icon
268
PSQ Holdings
PSQH
$11.2M
– –
-16,667
Closed -$2.57M
RDZN icon
269
Roadzen
RDZN
$101M
– –
-500,000
Closed -$5.32M
SATLW icon
270
Satellogic Inc Warrant
SATLW
$38.5M
– –
-25,282
Closed -$4.17K
SPIR icon
271
Spire Global
SPIR
$425M
– –
-11,148
Closed -$45.9K
SPWR icon
272
SunPower Inc
SPWR
$81.7M
– –
-84,068
Closed -$889K
TBLAW
273
DELISTED
Taboola.com Ltd Warrant
TBLAW
– –
-17,596
Closed -$7.02K
XBPEW
274
XBP Europe Holdings Warrant
XBPEW
– –
-62,499
Closed -$2.64K
BRLSW icon
275
Borealis Foods Inc Warrant
BRLSW
– –
-250,000
Closed -$13.9K
9 10
11
12 13

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GCMG
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AGP
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KI
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MWM
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LBA
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CRG
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Castle Creek Arbitrage's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Creek Arbitrage held 390 positions worth $425M, down 47% from $806M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Castle Creek Arbitrage withdrew a net $387M in Q3 2023, closing 124 positions and reducing 75 holdings. Its most notable exit was Zapata Computing Holdings Inc. Common Stock, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, up from 46% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Cartesian Growth Corp II worth $5.65M.

  • Castle Creek Arbitrage's largest Q3 2023 buy was Cartesian Growth Corp II: 521,707 shares worth $5.65M.
  • Castle Creek Arbitrage added most to Rigel Resource Acquisition Corp. in Q3 2023, an estimated $9.2M increase.
  • Castle Creek Arbitrage's biggest Q3 2023 reduction was Healthwell Acquisition Corp. I Class A Common Stock, cutting an estimated $16.8M.
  • Castle Creek Arbitrage fully exited Zapata Computing Holdings Inc. Common Stock in Q3 2023, selling an estimated $11.3M.
  • Castle Creek Arbitrage's ten largest holdings make up 39% of its $425M portfolio in Q3 2023.
  • Castle Creek Arbitrage opened 11 new positions and closed 124 in Q3 2023.
  • Castle Creek Arbitrage's portfolio value fell 47% quarter-over-quarter to $425M.

Based on Castle Creek Arbitrage's 13F filing for Q3 2023, filed 14 Nov 2023.