Castle Creek Arbitrage’s Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 VLD.WS Stock Holding History

Castle Creek Arbitrage’s Portfolio VLD.WS Stock Details VLD.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-62,491	Closed	-$12.1K	–	137
2023 Q3	$12.1K	Sell	62,491 -58,701	-48%	-$14.7K	﹤0.01%	170
2023 Q2	$37.8K	Sell	121,192 -30,000	-20%	-$8.49K	﹤0.01%	195
2023 Q1	$58K	Hold	151,192	–	–	0.01%	221
2022 Q4	$29.3K	Hold	151,192	–	–	﹤0.01%	303
2022 Q3	$120K	Hold	151,192	–	–	0.01%	395
2022 Q2	$45K	Hold	151,192	–	–	﹤0.01%	458
2022 Q1	$318K	Hold	151,192	–	–	0.02%	388
2021 Q4	$249K	Buy	151,192 +51,192	+51%	+$110K	0.01%	448
2021 Q3	$146K	Buy	+100,000	New	+$154K	0.01%	452

Other funds holding VLD.WS

LMR Partners London, United Kingdom $45.4B AUM 60.68% 1-Year Est. Return

Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

Healthcare of Ontario Pension Plan (HOOPP) Trust Fund Toronto, Ontario, Canada $62.2B AUM 31.35% 1-Year Est. Return

MCM

Moore Capital Management New York $4.92B AUM 35.41% 1-Year Est. Return

VAS

VR Advisory Services Camana Bay, Grand Cayman, Cayman Islands $845M AUM 22.79% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

MSD Partners New York $82.3M AUM 15.13% 1-Year Est. Return

Castle Creek Arbitrage's VLD.WS Position: Q4 2023 in Review

Castle Creek Arbitrage sold out of Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 (VLD.WS) in Q4 2023, closing a stake of 62,491 shares — an estimated $12.1K sold.

Castle Creek Arbitrage first reported a position in VLD.WS in Q3 2021 and held it in 9 quarters. The position peaked at $318K in Q1 2022. 15 funds tracked by Wall St. Rank hold VLD.WS as of Q4 2023.

Castle Creek Arbitrage reported no remaining Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 position as of Q4 2023 after selling out during the quarter.
Castle Creek Arbitrage sold 62,491 Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 shares in Q4 2023, an estimated $12.1K.
Castle Creek Arbitrage first reported a position in Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 in Q3 2021 and held it in 9 quarters.
Castle Creek Arbitrage's Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 position peaked at $318K in Q1 2022.
15 funds tracked by Wall St. Rank held Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50 as of Q4 2023.

Based on Castle Creek Arbitrage's 13F filing for Q4 2023.