Castle Creek Arbitrage’s Roth CH Acquisition V Co. Warrant ROCLW Stock Holding History

Castle Creek Arbitrage’s Portfolio ROCLW Stock Details ROCLW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-154,066	Closed	-$11.9K	–	107
2023 Q3	$11.9K	Hold	154,066	–	–	﹤0.01%	172
2023 Q2	$10.8K	Hold	154,066	–	–	﹤0.01%	269
2023 Q1	$7.63K	Hold	154,066	–	–	﹤0.01%	378
2022 Q4	$6.16K	Buy	+154,066	New	+$8.81K	﹤0.01%	421

Other funds holding ROCLW

SCM

Segantii Capital Management Hong Kong $1.54B AUM 16.73% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

SCM

Shaolin Capital Management Miami, Florida $2.71B AUM 64.83% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Calamos Advisors Naperville, Illinois $28.2B AUM 21.78% 1-Year Est. Return

Aristeia Capital Greenwich, Connecticut $4.82B AUM 24.94% 1-Year Est. Return

KPF

K2 Principal Fund Toronto, Ontario, Canada $1.43B AUM 29.56% 1-Year Est. Return

QGA

Q Global Advisors Fort Worth, Texas $113M AUM 20.91% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Castle Creek Arbitrage's ROCLW Position: Q4 2023 in Review

Castle Creek Arbitrage sold out of Roth CH Acquisition V Co. Warrant (ROCLW) in Q4 2023, closing a stake of 154,066 shares — an estimated $11.9K sold.

Castle Creek Arbitrage first reported a position in ROCLW in Q4 2022 and held it in 4 quarters. The position peaked at $11.9K in Q3 2023. 31 funds tracked by Wall St. Rank hold ROCLW as of Q4 2023.

Castle Creek Arbitrage reported no remaining Roth CH Acquisition V Co. Warrant position as of Q4 2023 after selling out during the quarter.
Castle Creek Arbitrage sold 154,066 Roth CH Acquisition V Co. Warrant shares in Q4 2023, an estimated $11.9K.
Castle Creek Arbitrage first reported a position in Roth CH Acquisition V Co. Warrant in Q4 2022 and held it in 4 quarters.
Castle Creek Arbitrage's Roth CH Acquisition V Co. Warrant position peaked at $11.9K in Q3 2023.
31 funds tracked by Wall St. Rank held Roth CH Acquisition V Co. Warrant as of Q4 2023.

Based on Castle Creek Arbitrage's 13F filing for Q4 2023.