SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

24 hedge funds and large institutions have $10.9M invested in Sprott Physical Platinum and Palladium Trust in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
-7
Holders Change %
-22.58%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
4
Reduced
9
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VKH
1
Virtu KCG Holdings
New York
$977K
2
FAAS
2
First Allied Advisory Services
California
$241K
3
SI
3
Sprott Inc
Ontario, Canada
$667K
4
RJA
4
Raymond James & Associates
Florida
$1.23M
5
Wells Fargo
5
Wells Fargo
California
$46K

Top Sellers

1
WAM
1
Weiss Asset Management
Massachusetts
$0
2
PAMP
2
Polar Asset Management Partners
Ontario, Canada
$2.25M
3
VF
3
Virtu Financial
New York
$1.32M
4
Jane Street
4
Jane Street
New York
$338K
5
Morgan Stanley
5
Morgan Stanley
New York
$2.33M
Name Holding Trade Value Shares
Change 		Shares
Change %
BRWA
26
B. Riley Wealth Advisors
Florida
– -$124K -20,000 Closed
SC
27
Scotia Capital
Ontario, Canada
– -$106K -15,500 Closed
FNBOO
28
First National Bank of Omaha
Nebraska
– -$95 -15,385 Closed
Deutsche Bank
29
Deutsche Bank
Germany
– -$68K -11,100 Closed
WSTAM
30
Wilbanks Smith & Thomas Asset Management
Virginia
– -$62K -10,000 Closed
AIA
31
Allegis Investment Advisors
Idaho
– -$40K -6,422 Closed
LTFS
32
Ladenburg Thalmann Financial Services
Florida
– -$12K -2,013 Closed
TRCT
33
Tower Research Capital (TRC)
New York
– -$3K -400 Closed
1
2