SPE

Special Opportunities Fund
SPE

Overview Fund Activity

43 hedge funds and large institutions have $94M invested in Special Opportunities Fund in 2021 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
+5
Holders Change %
+13.16%
% of All Funds
0.66%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
9
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WPA
1
Winning Points Advisors
Florida
$376K
2
SFS
2
Shaker Financial Services
Virginia
$162K
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$3.37M
4
SC
4
Scotia Capital
Ontario, Canada
$1.15M
5
CL
5
CSS LLC
Illinois
$4.48M

Top Sellers

1
SCM
1
Saba Capital Management
New York
$0
2
RVPG
2
Relative Value Partners Group
$50.6M
3
RCM
3
Rivernorth Capital Management
Florida
$13.8M
4
EP
4
EPIQ Partners
Minnesota
$6.35M
5
SIA
5
SkyView Investment Advisors
New Jersey
$321K
Name Holding Trade Value Shares
Change 		Shares
Change %
WDG
26
Wealth Dimensions Group
Ohio
$166K – – –
SFS
27
Shaker Financial Services
Virginia
$162K +$162K +10,457 New
SPIA
28
Steward Partners Investment Advisory
New York
$132K – – –
CA
29
Crewe Advisors
Utah
$108K – – –
UBS Group
30
UBS Group
Switzerland
$103K -$14.2K -922 -12%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$42K +$4.07K +265 +11%
GWM
32
Geneos Wealth Management
Colorado
$41K – – –
LC
33
Lindbrook Capital
California
$39K +$462 +30 +1%
WWM
34
Wagner Wealth Management
South Carolina
$36K -$2.01K -129 -5%
WC
35
Winmill & Co
New York
$31K – – –
GAM
36
Gemmer Asset Management
California
$19K +$19K +1,250 New
JFA
37
JNBA Financial Advisors
Minnesota
$17K +$953 +62 +6%
CCC
38
Crescent Capital Consulting
Louisiana
$15K – – –
Bank of America
39
Bank of America
North Carolina
$14K – – –
AIP
40
Ahrens Investment Partners
Louisiana
$8K +$8K +500 New
TFM
41
TFC Financial Management
Massachusetts
$3K – – –
Carson Wealth (CWM LLC)
42
Carson Wealth (CWM LLC)
Nebraska
$1K +$1K +75 New
SCM
43
Saba Capital Management
New York
– -$3.16M -205,495 Closed
LCM
44
Landscape Capital Management
New Jersey
– -$354K -23,064 Closed
FIA
45
FNY Investment Advisers
New York
– -$76K -5,000 Closed
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